EFTA Document EFTA01381139

From: Vijay-A Sawant Sent: 8/10/2018 1:27:16 AM To: Bradley Gillin I CC: Stewart Oldfield I Subject: RE: Assistance Required in solving rejection points on KYC Case! III Importance: High Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Casa Regards, 1 L... Vijay Sawant KYC Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbal - 400063, India Tel. Mobil From: Vijay-A Sawant Sent: Thursday, August 02, 2018 3:46 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Casal] Importance: High Hi Brad, Many thanks for your comments below C-D I have updated case as per instructions. The only unresolved rejection point is the 'refreshed' Exco approval request, ? Can we get this approval, please? C - Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. —Kindly provide this please. • Recent Exec, approval was obtained and attached. All alens have been cleared. What do they need here — an updated ExCo approval? Kind Regards, Vijay Sawant KYC Case Representative CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079912 CONFIDENTIAL SDNY GM_00226096 EFTA01381139