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Account statement (EFTA01381188)
Title Matchefta-efta01381188
Case Filesd-10-EFTA01381188Dept. of JusticeAccount statement (EFTA01381188)
Unknown1p
Case File
sd-10-EFTA01381188Dept. of JusticeAccount statement (EFTA01381188)
Financial Record
insufficient to satisfy customer claims in full, customers would continue to have a claim against the proprietary assets of the broker-dealer. Notwithstanding point (b) of paragraph 2 of Article 15 of the Securities Financing Transactions Regulation, when we use your Customer Assets, they continue to be included on your account statement reflecting their status as Customer Assets, and we may not identify to you the financial instruments that we have used. If we are a broker-dealer or FCM,
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01381188
Pages
1
Persons
0
Integrity
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