EFTA Document EFTA01381198
From: Richard Kahn Sent: 9/8/2016 3:02:20 PM To: Vahe Stepanian CC: Darren Indyke iL• Daniel Sabba I I; Darlene Zong Stewart Oldfield Subject: Re: Trade Report 9/8/2016 • JEVIF ICI thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Sep 8, 2016, at 2:58 PM, Vahe Stepanian c > wrote: Classification: Confidential Darren / Rich — today you executed the following per our conversat
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From: Richard Kahn Sent: 9/8/2016 3:02:20 PM To: Vahe Stepanian CC: Darren Indyke iL• Daniel Sabba I I; Darlene Zong Stewart Oldfield Subject: Re: Trade Report 9/8/2016 • JEVIF ICI thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Sep 8, 2016, at 2:58 PM, Vahe Stepanian c > wrote: Classification: Confidential Darren / Rich — today you executed the following per our conversat
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fax 646-350-0954+1 212 454-1539212-971-1306646-350-0954917-414-7584Related Documents (6)
EFTA Document EFTA01427236
Subject: Re: Southern Financial Mar in Call From: Richard Kahn Date: Tue, 25 Aug 2015 18:05:32 -0400 To: Ariane Dwyer Cc: Darren Indyke Daniel Sabba Vahe Stepanian Paul V Morris Stewart Oldfield Jeanne Brennan ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Aug 25, 2015, at 4:20 PM, Ariane Dwyer < › wrote: Hi Rich, We are transferring 32,620 shares of AAPL based on the 50%
EFTA Document EFTA01408931
Subject: RE: Southern Financial Mar in Call From: Ariane Dwyer Date: Tue, 25 Aug 2015 16:20:05 -0400 To: Richard Kahn Cc: Darren Indyke Daniel Sabba Vahe Stepanian Paul Morris < Stewart Oldfield Hi Rich, We are transferring 32,620 shares of AAPL based on the 50% haircut rate. No call back is necessary. Best, Ari From: Richard Kahn [mailto: Sent: Tuesday, August 25, 2015 3:29 PM To: Ariane Dwyer Cc: Darren Indyke; Daniel Sabba; Vahe Stepanian; Paul Morris; Stewart Oldfield Subj
EFTA Document EFTA01413276
Subject: RE: Monthly TWTR Swap Reset From: Ariane Dwyer <0~~I> Date: Mon, 31 Aug 2015 15:50:30 -0400 To: Richard Kahn Cc: Darren Indyke Daniel Sabba Vahe Stepanian Paul Morris < Stewart Oldfield Hi Rich, The wire has been processed. Best, Ari From: Richard Kahn [mailto: Sent: Monday, August 31, 2015 11:35 AM To: Ariane Dwyer Cc: Darren Indyke; Daniel Sabba; Vahe Stepanian; Paul Morris; Stewart Oldfield Subject: Re: Monthly TWTR Swap Reset ok please call darren to confirm tha
EFTA Document EFTA01427949
Subject: RE: *** NEW JOINT BOOKRUN IPO *** XACTLY CORP (NYSE: XTLY) *** APPROVED FOR EXTERNAL DISTRIBUTION *** [C] From: Vahe Stepanian Date: Wed, 24 Jun 2015 11:14:50 -0400 To: Richard Kahn Cc: Darren Indyke Daniel Sabba Ariane Dwyer Paul Morris < Stewart Oldfield Classification: Confidential Thanks Rich. I just spoke to Darren and verbally confirmed both indications. From: Richard Kahn [mailto: Sent: Wednesday, June 24, 2015 10:53 AM To: Vahe Stepanian Cc: Darren Indyke Subject
EFTA Document EFTA01399962
Subject: RE: Dispersion Call Option [C] From: Vahe Stepanian Date: Mon, 07 Dec 2015 10:49:17 -0500 To: Richard Kahn Ariane Dwyer Cc: Daniel Sabba Paul Morris < Stewart Oldfield Darren Indyke Classification: Confidential Rich — we have unwound the dispersion call option at 0.60% per Ari's conversation with Darren. We will be back to you shortly with the trade report. Thank you, Vahe From: Richard Kahn [mailto: Sent: Monday, December 07, 2015 10:20 AM To: Ariane Dwyer Cc: Daniel
EFTA Document EFTA01434585
Subject: RE: ISDA Amendments [C] From: Ariane Dwyer cc > Date: Tue, 08 Sep 2015 08:35:44 -0400 To: Darren Indyke >, Richard Kahn Cc: Daniel Sabba Paul Morris < Stewart Oldfield Classification: Confidential Good morning Rich and Darren, I hope you had an enjoyable long weekend. Please let us know when you would like discuss the ISDA updates for Southern Financial and Southern Trust. Best, Ari From: Ariane Dwyer Sent: Thursday, September 03, 2015 3:47 PM To: Darren Indyke; 'Richar
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