EFTA Document EFTA01381205
From: Vahe Stepanian [ Sent: 1/31/2017 2:56:4 To: Zbynek Kozelsky CC: j; Joshua Shoshan ; Donald Summer Subject: FW: aapl Attachments: WM156657_After_Hours_Trading_Auth_Letter_060415_Final.pdf Classification: For 'Memel use only Ziggy — see below. It seems is not set up to trade after hours, correct? If not, can they just sign the attached form and we upload to NetX to trade today? Looks like they may want to trade AAPL. Thank you, Vahe From: Richard Kahn [mailto: Sent: Tuesd
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From: Vahe Stepanian [ Sent: 1/31/2017 2:56:4 To: Zbynek Kozelsky CC: j; Joshua Shoshan ; Donald Summer Subject: FW: aapl Attachments: WM156657_After_Hours_Trading_Auth_Letter_060415_Final.pdf Classification: For 'Memel use only Ziggy — see below. It seems is not set up to trade after hours, correct? If not, can they just sign the attached form and we upload to NetX to trade today? Looks like they may want to trade AAPL. Thank you, Vahe From: Richard Kahn [mailto: Sent: Tuesd
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EFTA Document EFTA01381031
Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo
EFTA Document EFTA01381105
From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest
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EFTA Document EFTA01381464
From: Richard Kahn Sent: 9/1/2017 6:43:27 AM To: Vahe Stepanian CC: Darren Indyke [ ; Stewart OldfieId can you please sell the following positions at market this am. Thank you and please call Darren to confirm. 700 GoDaddy 1000 Santander USA 1500 Twitter 5000 Viacom Richard Kahn HBRK Associates Inc. S7S Lexington Avenue, 4th Floor New York NY 10022 Tel Fax Cel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080458 CONFIDENTIAL SDNY_GM_00226642 EFTA01381464
From: Vahe Stepanian
EFTA Document EFTA01385719
From: Cynthia Rodriguez Sent: 9/6/2016 9:56:24 AM To: bellaklein CC: Vahe Stepanian Stewart Oldfield ; Gben a Omosuyi ; Darren Indyke ; Richard Kahn Subject: RE: (C) MI, The funds were returned this morning. Please submit another wire using the correct instructions. Feel free to reach out if you have any questions. Thanks. Kind regards, Cynthia Rodriguez It Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 3
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