EFTA Document EFTA01381373
From: Martin Zeman Sent: 9/7/2018 3:38:24 PM To: 'Paul Barrett' l; Stewart Oldfield l CC: 'Richard Kahn' ;'Jeanne Brennan' ) Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto Sent: Friday, September 07, 2018 1:11 PM To: Stewart 0ldfield < Cc: Richard Kahn < Subject: Question >; Martin Zeman < >; Jeanne Brennan < > Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate accou
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From: Martin Zeman Sent: 9/7/2018 3:38:24 PM To: 'Paul Barrett' l; Stewart Oldfield l CC: 'Richard Kahn' ;'Jeanne Brennan' ) Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto Sent: Friday, September 07, 2018 1:11 PM To: Stewart 0ldfield < Cc: Richard Kahn < Subject: Question >; Martin Zeman < >; Jeanne Brennan < > Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate accou
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paul@alohaeroupcapital.com646-342-6930646-876-5277https://db.com/disclosuresRelated Documents (6)
EFTA Document EFTA01427842
Subject: RE: Question From: Martin Zeman Date: Fri, 07 Sep 2018 To: Paul Barrett Stewart Oldfield Cc: Richard Kahn Jeanne Brennan 15:38:24 -0400 Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto: Sent: Friday, September 07, 2018 1:11 PM -11 >; Martin Zeman Cc: Richard Kahn ; Jeanne Brennan Subject: Question Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate account? Thanks Paul Paul Barrett EFT
EFTA Document EFTA01437258
Subject: Fwd: Question From: Stewart Oldfield ‹ > Date: Wed, 12 Sep To: Liam Osullivan Cc: Martin Zeman Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank 345 P Tel. Mobi Email Trust Company Americas Wealth Management York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Paul Barrett <a Date: September 1 PDT To: Martin Zeman Stewart Oldfield Cc: 'Richard Kahn' Subject: RE: Question > Any response yet? , 'Jea
EFTA Document EFTA01435892
Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454
EFTA Document EFTA01387773
Cc: 'Richard Kahn' 'Jeanne Brennan' Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett Sent: Friday, September 07, 2018 1:11 PM To: Stewart Oldfield Cc: Richard Kahn Subject: Question Martin Zeman eanne Brennan Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate account? Thanks Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111° Floor, New York, NY 10019 This communicatio
EFTA Document EFTA01298930
KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new
EFTA Document EFTA01370684
From: Liam Osullivan Sent: 8/3/2018 11:49:59 AM To: Paul Barrett CC: Martin Zeman Subject: CDR / PLN [C] Attachments: Authorization_for_Non_USD_Wires_PLN.pdf : Davide-A Sferrazza ; Stewart Oldfield Richard Kahn Classification: Confidential Paul, You sold 682,916.26 PLN at 3.6731. ; Xavier Avila I have attached the letter of authorization that we will need to settle the PLN trades. We will send a total of 3,982,916.26 on 08/07 to settle the spot as well as the swap. We have ma
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