EFTA Document EFTA01381380
Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel Em4 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products cfiscussed
Summary
Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel Em4 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products cfiscussed
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Subject: RE: Trade Details --> 06/07/2018 [C] From: Liam Osullivan Date: Thu, 07 Jun 2018 16:10:56 -0400 To: Paul Barrett Richard Kahn Cc: Davide-A Sferrazza Joshua Shoshan Xavier Avila Martin Zeman Stewart Oldfield Classification: Confidential Paul, You are correct. You SOLD 50,000 shares of AMD at 14.92886. I apologize for the confusion. Thank you, Liam From: Paul Barrett [mailto: Sent: Thursday, June 07, 2018 4:07 PM To: Liam Osullivan Cc: Davide-A Sferrazza ~T ; Xavier Av
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Subject: RE: Trade Details --> 06/15/2018 [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Fri, 15 Jun 2018 11:42:39 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza Joshua Shoshan Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: $125,136.24 Thank you Liam Sold HKD 982,444.65 @7.851 USD {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche B
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From: Sent: To: CC: Subject: Liam Osullivan 10/12/2018 4:14:13 PM Paul Barrett Stewart 0ldfield Incoming Wire ICI Classification: Confidential Paul, ; Davide-A Sferrazza I I; Martin Zeman We have not received the wire. Our operations team has asked for additional information: We require more information to complete our task. Please confirm the reference number or a copy of the MT103. As of right now we do not have the funds. Thank you, Liam Liam O'Sullivan AVP I Key Client Pa
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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part
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Subject: Re: Boods to sell [C] From: Richard Kahn Date: Mon, 11 Feb 2019 09:51:33 -0500 To: Liam Osullivan < Cc: Jeanne Brennan Stewart Oldfi Martin Zeman Davide-A Sferrazza thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel c fax On Feb 11, 2019, at 9:50 AM, Liam Osullivan Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam <image001.gif> Liam O'Sullivan Investments & Trading I Institutional Weal
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Subject: RE: JEE [C] From: Stewart Oldfield ‹ > Date: Wed, 06 Feb 2019 12:02:52 -0500 To: Liam Osullivan < 1~> Cc: Davide-A Sferrazza Martin Zeman Bcc: Classification: Confidential Thanks. They will wire out Jeepers cash. Please let them know that the foundation trades have settled. Then let's send the fx forward info so they can unwind and free up their collateral From: Liam Osullivan Sent: Wednesday, Februar 06, 2019 11:54 AM To: Stewart Oldfield Cc: Davide-A Sferrazza ; Martin
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