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EFTA Document EFTA01381491EFTA Document EFTA01381493
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sd-10-EFTA01381492Dept. of JusticeOther

EFTA Document EFTA01381492

Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em4I From: Vahe Stepanian Sent: Thursday, June 01, 2017 8:16 AM To: Delores Rubin < >; Richard Kahn < Cc: Tazia Smith >; Stewart Oldfield < Subject: RE: Rothschild - Being shown an offer! [CI Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Del

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Dept. of Justice
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sd-10-EFTA01381492
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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em4I From: Vahe Stepanian Sent: Thursday, June 01, 2017 8:16 AM To: Delores Rubin < >; Richard Kahn < Cc: Tazia Smith >; Stewart Oldfield < Subject: RE: Rothschild - Being shown an offer! [CI Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Del

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em4I From: Vahe Stepanian Sent: Thursday, June 01, 2017 8:16 AM To: Delores Rubin < >; Richard Kahn < Cc: Tazia Smith >; Stewart Oldfield < Subject: RE: Rothschild - Being shown an offer! [CI Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Good morning. Rothschild is back to the 28 EUR level. Our indicated seller cares around the 28.50 level. Thank you. Best regards. Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA Tel. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080496 CONFIDENTIAL SDNY_GM_00226680 EFTA01381492

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P Ay 1 154-0004 New York, NY, USA Tel. Email From: Richard Kahn [mailto Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Delores Rubin < > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone F

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w. 212-454-2889 c. 917-327-4107 Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has n

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Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Tracing DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. Email From: Richard Kahn mailtcr Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart Oldfield >; Vahe Stepanian Matt Glassman >; Delores Rubin Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth Richard Kahn HBRK Associates Inc. 575 Lexington Ave

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Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might

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I understand the client is difficult to reach, but I wanted to let you know we may be at risk of losing our offer. For some reason the seller has tumed impatient and may walk away. Best regards, Delores Rubin <image0O1.O> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 Nevi York. NY, USA Tel Email From: Vahe Stepanian Sent: Thursday, June 01, 2017 8:16 AM To: Delores Rubin < >; R

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