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sd-10-EFTA01381500Dept. of JusticeOther

EFTA Document EFTA01381500

mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 23, 2017, at 12:06 PM, Tazia Smith > wrote: Classification: Confidential Rich - Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High T

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sd-10-EFTA01381500
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mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 23, 2017, at 12:06 PM, Tazia Smith > wrote: Classification: Confidential Rich - Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High T

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mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On May 23, 2017, at 12:06 PM, Tazia Smith > wrote: Classification: Confidential Rich - Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080504 CONFIDENTIAL SDNY GM_002284388 EFTA01381500

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Subject: RE: Rothschild [C] From: Delores Rubin <delores.rubin@db.com> Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza <davide-a.sferrazza@db.com> Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised

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Subject: RE: Rothschild [C] From: Delores Rubin ‹ > Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutiti

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Tazia Smith Date: Thu, 01 Jun 2017 13:18:43 -0400 To: Richard Kahn Delores Rubin Cc: Vahe Stepanian Stewart Oldfield Classification: Confidential Rich — Any price guidance you can share? Something as in you'd step for 100k block around [28]? No shot at a seller showing more size if he thinks you guys may disappear as soon as he (or any seller) shows more shares. :/ Let us know if / where you think JE truly cares (or not) so that

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