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sd-10-EFTA01381784Dept. of JusticeOther

EFTA Document EFTA01381784

From: Sent: To: CC: Subject: Zbynek Kozelsky 1/31/2017 3:05:22 PM Vahe Stepanian Stewart Oldfield RE: aapl ; Joshua Shoshan I I; Donald Summer Classification: For Internal use only Correct, authorized person needs to sign, CA signs and then I will approve it once it is in the system. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Arnencas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor

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sd-10-EFTA01381784
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From: Sent: To: CC: Subject: Zbynek Kozelsky 1/31/2017 3:05:22 PM Vahe Stepanian Stewart Oldfield RE: aapl ; Joshua Shoshan I I; Donald Summer Classification: For Internal use only Correct, authorized person needs to sign, CA signs and then I will approve it once it is in the system. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Arnencas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor

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EFTA Disclosure
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From: Sent: To: CC: Subject: Zbynek Kozelsky 1/31/2017 3:05:22 PM Vahe Stepanian Stewart Oldfield RE: aapl ; Joshua Shoshan I I; Donald Summer Classification: For Internal use only Correct, authorized person needs to sign, CA signs and then I will approve it once it is in the system. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Arnencas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New r4 Y Tel. Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential andfor privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. My unauthorized copying. disclosure or distribution of the material in this email is prohibited From: Vahe Stepanian Sent: Tuesday, January 31, 2017 2:57 PM To: Zbynek Kozelsky Cc: Stewart Oldfield; Joshua Shoshan; Donald Summer Subject: FW: aapl [I] Classification: For Internal use only Ziggy — see below. It seems is not set up to trade after hours, correct? If not, can they just sign the attached form and we upload to NetX to trade today? Looks like they may want to trade AAPL. Thank you, Vahe From: Richard Kahn [rria Sent: Tuesday, January 31, 2017 2:51 PM To: Vahe Stepanian Subject: aapl CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080942 CONFIDENTIAL SDNY_GM_00227126 EFTA01381784

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Subject: RE: aapl [I] From: Zbynek Kozelsky Date: Tue, 31 Jan 2017 15:05:22 -0500 To: Vahe Stepanian Cc: Stewart Oldfield Joshua Shoshan Donald Summer Classification: For internal use only Correct, authorized person needs to sign, CA signs and then I will approve it once it is in the system. Thanks {cid:image003.png@O1CFFD0A.6F882F50} Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Weal

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