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sd-10-EFTA01382042Dept. of JusticeOther

EFTA Document EFTA01382042

Securities offered through Deutsche Bank Securities Inc. From: Nicole Perskawiec Sent: Monday, March 18, 2019 3:34 PM To: Stewart Oldfield < Cc: Brigid Macias < >; Daphne Coles < >; Firdaus Madiar >; Bradley Gillin < Subject: RE: Can you PLEASE help? [I) Classification: For 1111011191 use only Stewart, Lesley Groff is gone for the day. Will have to process the following tomorrow. Kind regards, Nicole Perskawiec Nicole Perskawiec Associate Deutsche Bank Trust Company Americas Deu

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Dept. of Justice
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sd-10-EFTA01382042
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Securities offered through Deutsche Bank Securities Inc. From: Nicole Perskawiec Sent: Monday, March 18, 2019 3:34 PM To: Stewart Oldfield < Cc: Brigid Macias < >; Daphne Coles < >; Firdaus Madiar >; Bradley Gillin < Subject: RE: Can you PLEASE help? [I) Classification: For 1111011191 use only Stewart, Lesley Groff is gone for the day. Will have to process the following tomorrow. Kind regards, Nicole Perskawiec Nicole Perskawiec Associate Deutsche Bank Trust Company Americas Deu

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Securities offered through Deutsche Bank Securities Inc. From: Nicole Perskawiec Sent: Monday, March 18, 2019 3:34 PM To: Stewart Oldfield < Cc: Brigid Macias < >; Daphne Coles < >; Firdaus Madiar >; Bradley Gillin < Subject: RE: Can you PLEASE help? [I) Classification: For 1111011191 use only Stewart, Lesley Groff is gone for the day. Will have to process the following tomorrow. Kind regards, Nicole Perskawiec Nicole Perskawiec Associate Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY, 10154 Tel +1 Fax. + Email: From: Stewart Oldfield Sent: Monday, March 18, 2019 3:09 PM To: Firdaus Madiar < >; Bradley Gitlin < Cc: Nicole Perskawiec < Subject: RE: Can you PLEASE help? jlj Classification: For Internal use only Signature matches. Please call her on From: Firdaus Madiar Sent: Monday, March 18, 2019 2:42 PM To: Bradley Gitlin < Cc: Nicole Perskawiec < >; Daphne Cales < Subject: RE: Can you PLEASE help? LIJ >; Brigid Macias < >; Daphne Cales >; Bri id Macias < >; Stewart Oldfield CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0081270 CONFIDENTIAL SDNY_GM_00227454 EFTA01382042

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Subject: RE: Can you PLEASE hel ? [I] From: Brigid Macias Date: Mon, 18 Mar 2019 17:13:05 -0400 To: Nicole Perskawiec Bradley Gillin Stewart Oldfield Cc: Firdaus Madiar Daphne Cales Thank you! Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Nicole Perskawiec Sent: M

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Subject: RE: Can you PLEASE From: Nicole Perskawiec Date: Mon, 18 Mar 2019 17:10:33 -0400 To: Bradley Gillin <bradley.gillin@db.com>, Stewart Oldfield <MES, Brigid Macias Cc: Firdaus Madia Daphne Cales Classification: For internal use only Hi All, The following wire has been completed. Accounts will be closed tomorrow. Thank you. Kind regards, Nicole Perskawiec {cid:image003.png@OlD0C952.8CD90600} Nicole Perskawiec Associate Deutsche Bank Trust Company Americas Deutsche Bank We

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Subject: RE: Can you PLEASE hel ? I From: Bradley Gillin Date: Mon, 18 Mar 2019 15:58:25 -0400 To: Nicole Perskawiec Stewart Oldfield Cc: Brigid Macias Firdaus Madiar Classification: For internal use only Attached with callback. Regards, Brad {cid:image002.gif@OlD4DDA3.6A061BE0} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax ( Email Securities offered through Deutsche Bank Securities Inc. From: Nicole Perska

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Subject: RE: Can you PLEASE hel ? I From: Bradley Gillin Date: Mon, 18 Mar 2019 14:59:20 -04• • To: Stewart Oldfield ‹ > Classification: For internal use only Lesley Groff's signature matches up to her signature card. Do you have a phone # for her? Regards, Brad From: Firdaus Madiar Sent: Monday, March 18, 2019 2:42 PM To: Bradley Gillin Cc: Nicole Perskawiec Bri id Macias Mlia; Stewart Oldfield ; Daphne Cales Subject: RE: Can you PLEASE help? [I] Classification: For internal

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Subject: RE: Vijay, please call me when you can [I] From: Vijay-A Sawant Date: Mon, 17 Dec 2018 06:57:50 -0500 To: Stewart Oldfield Cc: Vinita Advani Bradley Gillin Classification: For internal use only Many thanks for the confirmation, Stewart!! I have marked the Caterpillar account accordingly, on our tracker. I confirm that this is the only account which was due for remediation in 2019 from this relationship, thanks. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com}

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