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sd-10-EFTA01382079Dept. of JusticeOther

EFTA Document EFTA01382079

From: Vahe Stepanian Sent: 1/4/2017 8:43:37 AM To: Joshua Shoshan CC: Stewart 0ldfield Subject: FW: quote please [IJ Classification: For internal use only FYI - working with Mike Sourer to get him an indicative level. Client would be a buyer. From: Vahe Stepanian Sent: Wednesday, January 04, 2017 8:01 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Darlene Zong Subject: RE: quote please Good Morning Rich - we've received your request. We'll be back to you shortly. Thank you, Vahe

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Dept. of Justice
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sd-10-EFTA01382079
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From: Vahe Stepanian Sent: 1/4/2017 8:43:37 AM To: Joshua Shoshan CC: Stewart 0ldfield Subject: FW: quote please [IJ Classification: For internal use only FYI - working with Mike Sourer to get him an indicative level. Client would be a buyer. From: Vahe Stepanian Sent: Wednesday, January 04, 2017 8:01 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Darlene Zong Subject: RE: quote please Good Morning Rich - we've received your request. We'll be back to you shortly. Thank you, Vahe

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: 1/4/2017 8:43:37 AM To: Joshua Shoshan CC: Stewart 0ldfield Subject: FW: quote please [IJ Classification: For internal use only FYI - working with Mike Sourer to get him an indicative level. Client would be a buyer. From: Vahe Stepanian Sent: Wednesday, January 04, 2017 8:01 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Darlene Zong Subject: RE: quote please Good Morning Rich - we've received your request. We'll be back to you shortly. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. From: Richard Kahn trichardkahnIll Sent: Wednesday, January 04, 2017 07:53 AM Eastern Standard Time To: Vahe Stepanian Cc: Darlene Zong; Stewart Oldfield Subject: quote please please send bid / ask for 2,000,000 quantity of LSCCOM 8.75% 10/15/2023 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081314 CONFIDENTIAL SDNY_GM_00227498 EFTA01382079

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Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av n 1 154.0004 New York, NY, USA From: Richard Kahn [mailto:richardkahn12@gmail.conl Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith wr

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Deutsche Asset 8, Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the tradels) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. D

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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w. 212-454-2889 c. 917-327-4107 Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has n

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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