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sd-10-EFTA01382084Dept. of JusticeOther

EFTA Document EFTA01382084

On Jul 26, 2017, at 1:54 PM, Vahe Stepanian wrote: Classification: Confidential Hi Rich — just called you to discuss. I'm available @ Thank you, Vahe From: Richard Kahn Sent: Wednesday, Jul 26 2017 1:02 PM To: Vahe Stepanian < > Cc: Stewart Oldfield < > Subject: Securities to buy mailto can you please call me to review purchasing the following non us securities would like to understand commissions, fx spreads and if it can be done.. thank you Richard Kahn HBRK Associates Inc 5

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Dept. of Justice
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sd-10-EFTA01382084
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On Jul 26, 2017, at 1:54 PM, Vahe Stepanian wrote: Classification: Confidential Hi Rich — just called you to discuss. I'm available @ Thank you, Vahe From: Richard Kahn Sent: Wednesday, Jul 26 2017 1:02 PM To: Vahe Stepanian < > Cc: Stewart Oldfield < > Subject: Securities to buy mailto can you please call me to review purchasing the following non us securities would like to understand commissions, fx spreads and if it can be done.. thank you Richard Kahn HBRK Associates Inc 5

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On Jul 26, 2017, at 1:54 PM, Vahe Stepanian wrote: Classification: Confidential Hi Rich — just called you to discuss. I'm available @ Thank you, Vahe From: Richard Kahn Sent: Wednesday, Jul 26 2017 1:02 PM To: Vahe Stepanian < > Cc: Stewart Oldfield < > Subject: Securities to buy mailto can you please call me to review purchasing the following non us securities would like to understand commissions, fx spreads and if it can be done.. thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Name Amount Ticker Px Currency FX Final To B Win Semi $500,000.00 3105 TT 178.5 TWD 30.35 ST Micro $500,000.00 STM FP 14.61 EUR 1.165 AMS AG $500,000.00 AMS SW 70.15 CHF 0.9575 Sunny Optical $500,000.00 2382 HK 93.15 HKD 7.81 ASML $500,000.00 ASML 153.75 USD 154 Ubisoft $500,000.00 UBI FP 56 EUR 1.165 EA $500,000.00 EA 116 USD CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0081322 CONFIDENTIAL SDNY_GM_00227506 EFTA01382084

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From: Cynthia Rodriguez Sent: 9/6/2016 9:56:24 AM To: bellaklein CC: Vahe Stepanian Stewart Oldfield ; Gben a Omosuyi ; Darren Indyke ; Richard Kahn Subject: RE: (C) MI, The funds were returned this morning. Please submit another wire using the correct instructions. Feel free to reach out if you have any questions. Thanks. Kind regards, Cynthia Rodriguez It Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 3

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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