EFTA Document EFTA01382091
From Stewart Oldfield Sent: 9/20/2017 3:2O:31 PM To: Richard Kahn Subject: RE: Great to meet you! Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto:richardkahn12@gmail.com] Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman <martin.zeman@db.com> Cc: Paul Barrett >; Daniel-E Kaiser < Oldfield < >; Vahe Ste >; Liam Osullivan < Subject: Re: Great to meet you! >; Xavi
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From Stewart Oldfield Sent: 9/20/2017 3:2O:31 PM To: Richard Kahn Subject: RE: Great to meet you! Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto:richardkahn12@gmail.com] Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman <martin.zeman@db.com> Cc: Paul Barrett >; Daniel-E Kaiser < Oldfield < >; Vahe Ste >; Liam Osullivan < Subject: Re: Great to meet you! >; Xavi
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EFTA Document EFTA01428542
Subject: RE: Great to meet you! From: Stewart Oldfield <M M> Date: Wed, 20 Sep 2017 15:20:31 -0400 To: Richard Kahn ‹ > Sorry, just getting to my desk for the first time since our meeting. I called you back. I'm free until 4:30 and again after 5:30 From: Richard Kahn [mailto: Sent: Wednesday, September 20, 2017 1:21 PM To: Martin Zeman Cc: Paul Barrett <xavier.avila@db.com>; Joshua Shoshan ; Daniel-E Kaiser >; Todd Stevens Oldfield ; Vahe Ste anian Davide-A Sferrazza ; Liam Osul
EFTA Document EFTA01370684
From: Liam Osullivan Sent: 8/3/2018 11:49:59 AM To: Paul Barrett CC: Martin Zeman Subject: CDR / PLN [C] Attachments: Authorization_for_Non_USD_Wires_PLN.pdf : Davide-A Sferrazza ; Stewart Oldfield Richard Kahn Classification: Confidential Paul, You sold 682,916.26 PLN at 3.6731. ; Xavier Avila I have attached the letter of authorization that we will need to settle the PLN trades. We will send a total of 3,982,916.26 on 08/07 to settle the spot as well as the swap. We have ma
EFTA Document EFTA01381373
From: Martin Zeman Sent: 9/7/2018 3:38:24 PM To: 'Paul Barrett' l; Stewart Oldfield l CC: 'Richard Kahn' ;'Jeanne Brennan' ) Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto Sent: Friday, September 07, 2018 1:11 PM To: Stewart 0ldfield < Cc: Richard Kahn < Subject: Question >; Martin Zeman < >; Jeanne Brennan < > Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate accou
EFTA Document EFTA01370608
From: Stewart Oldfield Sent: 10/2/2017 11:20:03 AM To: Martin Zeman Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] Cool, thanks From: Martin Zeman Sent: Monday, October 02, 2017 4:18 PM To: Stewart Oldfield < Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [II Classification: For Internal use only Just spoke to them — they will need a week for the financials just because of the storms basically. I will also email Kim Ha
EFTA Document EFTA01370618
From: Sent: To: CC: Liam Osullivan 6/1/2018 11:37:11 AM Martin Zeman Stewart Oldfield • 'Paul Barrett 'Richard Kahn' I; Davide-A Sferrazza Subject: RE: CLOSEOUT -> EURUSO options trade confirmation Attachments: fax-2018-06-01-110515.pdf; fax-2018.06.01-105015.pdf; fax-2018.06.01-104718.pdf Xavier Avila Paul & Rich, We have attached the confirms for the EURUSD option trades. Please have signed and email back to us. Thank you, Liam From: Martin Zeman Sent: Thursday, May 31, 201
EFTA Document EFTA01401926
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Zack Bunimovich < Date: Thu, 29 Mar 2018 12:57:48 -0400 To: Xavier Avila • >, Nina Tona Martin Zeman Rita Shteynberg titan Patel < Cc: Liam Osullivan < Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Classification: For internal use only Hi Xavier, Understood. The confirmation looks sufficient to me but I am waiting on the KYC team to confi
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