EFTA Document EFTA01382209
To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 Tel. Ema All trade execution information
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To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only lam afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 Tel. Ema All trade execution information
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EFTA Document EFTA01427926
Subject: RE: Canyon requests - AIS - KCP [I] From: Stewart Oldfield Date: Tue, 22 Nov 2016 10:33:25 -0500 To: Daniel Sabba Darlene Zong <darlene.zong@db.com> Cc: Zbynek Kozelsky <zbynek.kozelsky@db.com>, Todd Stevens <todd.stevens@db.com> Classification: For internal use only Then we need to let me or ISG do it. From: Daniel Sabba Sent: Tuesday, November 22, 2016 10:32 AM To: Stewart Oldfield; Darlene Zong Cc: Zbynek Kozelsky; Todd Stevens Subject: RE: Canyon requests - AIS - KCP [I
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Subject: RE: Canyon requests - AIS - KCP [I] From: Stewart Oldfield Date: Tue, 15 Nov 2016 17:21:16 -0500 To: Zbynek Kozelsky Cc: Mathew Negus Todd Stevens Joseph Dursi Classification: For internal use only Then please tell me specifically what I need to do and for which clients. Are we only talking about Southern Financial and Tisch? From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon
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Subject: FW: Approval Needed - List of Preferreds [I] From: Stewart Oldfield e > Date: Tue, 14 Jun To: Terri Sohrab Classification: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person preparing the marketing piece. If someone is putting togeth
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Subject: RE: Canyon requests - AIS - KCP [I] From: Zbynek Kozelsky Date: Tue, 15 Nov 2016 17:43:53 -0500 To: Stewart Oldfield Cc: Mathew Negus Todd Stevens Joseph Dursi Classification: For internal use only Stew, Just tell Daniel/Darlene to submit AIS requests for Canyon for Epstein/- Southern Financial and TFMG. Please keep in mind that TFMG is a COD account. You won't be able to book Canyon there unless you have a new account (cash). Thank you {cid:image003.png@O1CFFD0A.6F882F50}
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From: Stewart Oldfield Sent: 6/14/2016 5:06:14 PM To: Zbynek Kozelsky Andrew King CC: Todd Stevens Subject: RE: Approval Needed - List of Preferreds He is a private banking client... And ISG and KCP report to the same person. Who is now copied on this email because this is getting silly. From: Zbynek Kozelsky Sent: Tuesday, June 14, 2016 4:56 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: Approval Needed - List of Preferreds Guys, Are we doing business with Epstein? Thi
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Subject: RE: Canyon requests - AIS - KCP [I] From: Daniel Sabba <M I> Date: Tue, 22 Nov 2016 10:32:28 -0500 To: Stewart Oldfield Darlene Zong Cc: Zbynek Kozelsk Todd Stevens Classification: For internal use only Stew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From: Stewart Oldfield Sent: Tuesday, November 22, 2016 10:30 AM To: Daniel Sabba; Darlene Zong Subject: FW: Canyon requests - AIS - KCP [I] Classification: For internal use on
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