Skip to main content
Skip to content
Case File
sd-10-EFTA01382368Dept. of JusticeOther

EFTA Document EFTA01382368

Amendment No. 3 to Form S-1 Ittbk of Contents Securities Subject to the 2015 Incentive Platt. A maximum of five percent (5%) of the shares of our common stock that are outstanding as of the consummation of this offering may be issued or transferred pursuant to awards under the 2015 Incentive Plan. The number of shares of our common stock available under the 2015 Incentive Plan will be reduced by one share for each share issued under an award. The shares of our common stock covered by the 20

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01382368
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Amendment No. 3 to Form S-1 Ittbk of Contents Securities Subject to the 2015 Incentive Platt. A maximum of five percent (5%) of the shares of our common stock that are outstanding as of the consummation of this offering may be issued or transferred pursuant to awards under the 2015 Incentive Plan. The number of shares of our common stock available under the 2015 Incentive Plan will be reduced by one share for each share issued under an award. The shares of our common stock covered by the 20

Ask AI About This Document

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Amendment No. 3 to Form S-1 Ittbk of Contents Securities Subject to the 2015 Incentive Platt. A maximum of five percent (5%) of the shares of our common stock that are outstanding as of the consummation of this offering may be issued or transferred pursuant to awards under the 2015 Incentive Plan. The number of shares of our common stock available under the 2015 Incentive Plan will be reduced by one share for each share issued under an award. The shares of our common stock covered by the 2015 Incentive Plan may be treasury shares, authorized but unissued shares or shares purchased in the open market. In the event of any termination, expiration, lapse or forfeiture of an award, any shares subject to the award will again be made available for future grants under the 2015 Incentive Plan. Any shares of restricted stock repurchased by the company at the same price paid for such shares will be made available for issuance again under the 2015 Incentive Plan. FligibiliN. All of our employees, consultants, and directors, and employees and consultants of our affiliates, will be eligible to receive awards under the 2015 Incentive Plan. Awards under the 2015 Incentive Plaq. The 2015 Incentive Plan provides that the administrator may grant or issue stock options, which may be non-qualified stock options ("NQSOs") or, solely to eligible employees, incentive stock options designed to comply with the applicable provisions of Section 422 of the Code, stock appreciation rights ("SARs"), restricted stock, restricted stock units, deferred stock, performance awards and stock payments, or any combination thereof. The terms and conditions of each award will be set forth in a separate agreement with the person receiving the award and will indicate the type, terms and conditions of the award. Award Limits. The 2015 Incentive Plan provides for a maximum aggregate amount of shares of common stock that may be granted to a participant in any calendar year subject to adjustment under certain circumstances in order to prevent the dilution or enlargement of the potential benefits intended to be made available under the 2015 Incentive Plan, as described below. In addition, the 2015 Incentive Plan provides for an annual award limit for performance awards that are payable solely in cash. Vesting and Exercise of Awards. The applicable award agreement will contain the period during which the right to exercise the award in whole or in part vests, including the events or conditions upon which the vesting of an award may accelerate. No portion of an award which is not vested at the participant's termination of employment, termination of directorship or termination of consulting relationship, as applicable, will subsequently become vested, except as may be otherwise provided by the administrator either in the agreement relating to the award or by action following the grant of the award. Transferability of Awards. Awards generally may not be sold, pledged, assigned or transferred in any manner other than by will or by the laws of descent and distribution or, subject to the consent of the administrator, pursuant to a domestic relations order, unless and until such award has been exercised, or the shares underlying such award have been issued, and all restrictions applicable to such shares have lapsed. Notwithstanding the foregoing. NQSOs may be transferred without consideration to certain family members and trusts with the administrator's consent. Awards may be exercised, during the lifetime of the participant, only by the participant or such permitted transferee. Forfeiture and Claw-Back Provisions. In the event a participant (i) terminates service with the company prior to a specified date or within a specified time following receipt or exercise of the award, (ii) the company terminates the participant's service for "cause," or (iii) the participant engages in certain competitive activities with the company, the administrator has the right to require the participant to repay any proceeds, gains or other economic benefit actually or constructively received by the 160 hill). wwa.sccgo% Arc1M. es edgar data' 1646972 000119312515335826A900395dsla.htm110 14'2015 9:03:02 AR CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0081700 SDNY_GM_00227884 EFTA01382368

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Wire RefTransferability

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01268970

1First Bank Customer Due D...gence for Business - Entities ExtednerAtiiialiS-- I $7;41=-6-- Business or Entity name: Thomas 'Maid Air, LLC DEA Name (lt applicable) Physical Add .: 8203 Lindberg Be, SUMO 33 Si. Thomas, VI 170802 Business Phone: 340-775.2525 2. BusinessrEnto Desert Tyro ol Buelnees. Date F_stablishedr. Type of Entity • or Social Security /amber Social Security Number (If applicable): ramp Address: 6100 Red Hook Duarte( B3 SI. Thomas USV1. 00802 Fax Email

130p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01440323

GLDUS138 Ian Slome Execution Version Proprietary and Confidential AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. (A Delaware Limited Partnership) Dated as of April 11, 2018 THE LIMITED PARTNER INTERESTS (THE "INTERESTS") OF GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. (THE "PARTNERSHIP") REPRESENTED BY THIS AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF

132p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01274941

SUBS U85 Financial Services hc 299 Park Avenue 25th floor New Yolk NY I 017 1-0032 CNP70056E05870414 VI 0 Account names GHISIANE MAX WELL Your Kneaded Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone 2 12-821 -7000/800-308-3140 Questions about your statemeat? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-I000, account 029323574 %Ask our website: www.ubscomitirtanciatenaces Items for your attention . If you use UBS Online Senices, consider changing your User Name and

296p
Dept. of JusticeJul 22, 2021

Deferred prosecution agreement

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION UNITED STATES OF AMERICA, Plaintiff, vs. FIRSTENERGY CORP., Defendant. CASE NO. ____________ JUDGE BLACK DEFERRED PROSECUTION AGREEMENT The United States Attorney’s Office for the Southern District of Ohio (“USAO-SDOH” or “government”) and the Defendant, FirstEnergy Corp., by its undersigned representative and counsel, pursuant to the authority granted by the Board of Directors, agree as follows: 1. Criminal Information

49p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01437704

Amercias Edition March 2016 The limits of monetary policy: Are central banks losing their magic touch? Marketing Material EFTA01437704 The limits of monetary policy Amercias Edition I March 2016 2 The limits of monetary policy: Are central banks losing their magic touch? Letter to investors Central bank policy intervention has dominated the investment landscape for the last eight years. As some monetary policy was certainly helpful — at least from a financial market perspective

54p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.