Skip to main content
Skip to content
Case File
sd-10-EFTA01382602Dept. of JusticeOther

EFTA Document EFTA01382602

N- I/A •fable of Contents Unless we indicate otherwise or thc context otherwise requires, all information in this prospectus: gives effect to the Reorganization: assumes (1) no exercise of the underwriters' option to purchase additional shares of our Class A common stock and (2) an initial public offering price of $19.00 per share, the midpoint of the estimated price range set forth on the cover of this prospectus; and does not reflect (I) 34,266,989 shares of Class B common stock issuable

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01382602
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

N- I/A •fable of Contents Unless we indicate otherwise or thc context otherwise requires, all information in this prospectus: gives effect to the Reorganization: assumes (1) no exercise of the underwriters' option to purchase additional shares of our Class A common stock and (2) an initial public offering price of $19.00 per share, the midpoint of the estimated price range set forth on the cover of this prospectus; and does not reflect (I) 34,266,989 shares of Class B common stock issuable

Ask AI About This Document

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
N- I/A •fable of Contents Unless we indicate otherwise or thc context otherwise requires, all information in this prospectus: gives effect to the Reorganization: assumes (1) no exercise of the underwriters' option to purchase additional shares of our Class A common stock and (2) an initial public offering price of $19.00 per share, the midpoint of the estimated price range set forth on the cover of this prospectus; and does not reflect (I) 34,266,989 shares of Class B common stock issuable upon thc exercise of options outstanding as of August 31. 2015, at a weighted average exercise price of S11.09 per share, 14,326,198 of which were then vested and exercisable, 24,088,377 shares of Class B common stock issuable upon vesting of outstanding restricted stock awards (which restricted stock awards do not entitle the holder thereof to any of the rights or privileges of a stockholder unless and until the shares have been issued), and 3,906,046 shares of Class B common stock issuablc upon settlement of outstanding restricted stock units, (2) 6,643,656 shares of Class A common stock issuable upon the exercise of options, with an exercise price equal to the price at which shares of Class A common stock are sold in this offering, and 3,875,466 shares of restricted Class A common stock, all of which we intend to issue in connection with this offering under our new 2015 Omnibus Incentive Plan (as defined herein), none of which are expected to vest within 180 days of this offering, (3) 71,182,033 shams of Class A common stock, plus additional shares convertible into shares of Class A common stock subject to outstanding awards granted under ow 2007 Equity Plan (as defined herein), available for future issuance under the 2015 Omnibus Incentive Plan, which we intend to adopt in connection with this offering, and (4) 6,327,292 shares of Class A common stock reserved for future issuance under ow Employee Stock Purchase Plan (as defined herein), which we intend to adopt in connection with this offering. See "Management—Compensation Discussion and Analysis— Compensation Actions During 2015—Equity-Based Grants in Connection with this Offering.- 13 http/Annvme.gov/Archi vestedear/datat883980/000119312515334479/d31022ds la.htmill 0/14/2015 9:06:38 AM] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0082029 SONY GM_00228213 EFTA01382602

Technical Artifacts (2)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainannvme.gov
Phone12515334479

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01372851

7/15:2019 KYC Print One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Butterfly Trust -• Checking Acct. Number (if anotobk) Account Manager: Paul Monis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account to hold funds for the trust. Indicate from where the assets are expected to arrive? i.---, OS Group: Same Boo

1p
OtherUnknown

KYC Print

DOJ EFTA Data Set 10 document EFTA01294896

12p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01451520

SOF III - 1081 Southern Financial LLC items of Master Fund income, gain, loss, deduction and credit for the taxable year of the Master Fund ending within or with the taxable year of such Investor, regardless of whether such Investor has received or will receive corresponding distributions from the Onshore Feeder Fund. Thus, an Investor's income tax liability in a particular year may exceed the amount of cash actually received from the Onshore Feeder Fund by the Investor. Each Investor is r

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01299130

KYC Print Page 1 of' 19 DB PWM GLOBAL KYC/NCA: PART A Int KYC Case # : 01141308 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Moms Relationship to PWM: 17 New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profi

19p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01362415

KYC Print Page 7 of 34 2. Account Ownership Summary Account Name: Hyperion Air, LLC - Deposit Acct. Number (if evadable). 42953432 Account Manager: stewart oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate acco

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01417448

7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01344537 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Paul Morris New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Trustees ha

44p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.