EFTA Document EFTA01383193
Ernm: Stewar ld Sent: 6/10/2015 lila Iv i To: Paul Morris ; Daniel Sabba l l Subject: RE: bullish expression of single stocks [CI ill Classification: For Internal use only Primary benefits are worst-of structure which can't be replicated with vanilla options and the barrier which gives better protection vs. long stock/short call. From: Paul Morris Sent: Wednesday, June 10, 2015 12:12 PM To: Stewart Oldfield; Daniel Sabba Subject: FW: bullish expression of single stocks [C] [I] Cla
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Ernm: Stewar ld Sent: 6/10/2015 lila Iv i To: Paul Morris ; Daniel Sabba l l Subject: RE: bullish expression of single stocks [CI ill Classification: For Internal use only Primary benefits are worst-of structure which can't be replicated with vanilla options and the barrier which gives better protection vs. long stock/short call. From: Paul Morris Sent: Wednesday, June 10, 2015 12:12 PM To: Stewart Oldfield; Daniel Sabba Subject: FW: bullish expression of single stocks [C] [I] Cla
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EFTA Document EFTA01458240
From: Paul Morris Sent: 9/8/2015 12:13:57 PM To: Daniel Sabba [ [ Subject: RE: Call Report - Southern Financial Meeting - 09/02/2015 [I] Classification: For Memel use only Thanks Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Daniel Sabba Sent: Friday, September 04, 2015 12:43 PM To: KCP-Americas; Paul Morris; Stewart Oldfield; Chip Packard Cc: Todd Stevens; Vahe Stepanian; Ariane Dwyer Subject: Call Report - Southern Financial Meeting - 09/02/201
EFTA Document EFTA01425102
Subject: Trade Report 10/28/14 [C] From: Tazia Smith Date: Tue, 28 Oct 2014 16:14:28 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia (Embedded image move
EFTA Document EFTA01359942
Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef
EFTA Document EFTA01457875
From: Vahe Stepanian Sent: 7/14/2015 3:02:17 PM To: Paul Morris CC: Daniel Sabba Subject: RE: Updated Financials - Southern Financial and Southern Trust (SC] Classification: Strictly Confidential Received, thank you. From: Paul Morris Sent: Tuesday, July 14, 2015 12:32 PM To: Vahe Stepanian Cc: Daniel Sabba Subject: RE: Updated Financials - Southern Financial and Southern Trust [SC] Classification: Strictly Confidential Did u hear back can u follow-up thx Paul Morris Managing
EFTA Document EFTA01410411
Subject: RE: CLO Pipeline [I] From: Adrienne Coyle < Ja> Date: Wed, 17 Jun 2015 17:44:22 -0400 To: Paul Morris Stewart Oldfield Cc: David Mann < Daniel Sabba Classification: For internal use only Hi Paul — I have requested information that is available for clients. Whatever is approved and received I will make sure to distribute appropriately. Safe travels, Adrienne From: Paul Morris Sent: Wednesday, June 17, 2015 2:23 PM To: Adrienne Coyle; Stewart Oldfield Cc: David Mann; Danie
EFTA Document EFTA01421255
Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:27 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. From: Tazia Smith/db/dbcom To: "jeffrey E." <'eevacation@ mail.com>@DEUBAINT,
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