EFTA Document EFTA01383246

The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Dale Adlelly Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 02/28/19 Description Amount Use 02101119 Opening Balance 73,068.21 73,068.21 02115/19 Withdrawal WITHDRAWAL -100.14 72,968.07 02115/19 Deposit INTEREST CREDITED 31.43 73,005.50 APY 0.55% 02119/19 Withdrawal WITHDRAWAL -73,005.50 0.00 02/20/19 Closing Balance 50.00 Total FDIC Insured Bank Deposits $0.00 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. ncome and Expense Summary Current Period Taxable Non Taxable Yes-to-Ode %Me Non Taxable Dividend Income Equities 73.000.00 0.00 13,000.00 0.00 Interest Income FDIC Insured Bank Deposits 37.43 0.00 70.44 0.00 Total Dividends, Interest, Income and Expenses 873,037.43 $0.00 $73,070.44 50.00 Page 2 of 8 Account Number: A: C 10! "14:6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less smont4IllNOW Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly owed subsidurey of The Bakal Ni. Yore Milker Comeration OM Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-008294 1 SDNY_GM_00229125 EFTA01383246