EFTA Document EFTA01383262

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Account ANNIty Cymru Date Quantity Number Ending Opening Urn Dosing Balance Accrued Income Income lbloYoar 30-Day Yield Current Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAll 12101/18 73,034200 WA 12131118 73,001.10 73,035.20 17.61 229.53 WA N/A Total FDIC Insured Bank Deposits $73,001.10 573,035.20 $17.61 $229.53 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,001.10 $73,035.20 $17.61 $229.53 Dale Acquired Quantity EQUITIES 99.00% of Portfolio Common Stocks APPLE INC 001I Dividend Oplion:Cash 12107/17 100,000000 169.8140 16,981,416.00 157.7400 15,774,000.00 -1,207,416.00 292.000 00 1.85% Total Common Stocks 516,981,416.00 515,774,000.00 41,207,416.00 1292 000 00 TOTAL EQUITIES $16,981,416.00 515,774,000.00 41,207,416.00 1292 000 00 Unit Cog Cost Bads Market Price Security Identtier:AAPL CUSP:037833190 Market Value Unrealized Estimaled Estimated Gain Loss Annual Income Yield TOTAL PORTFOLIO HOLDINGS Cod Bath 517.054.451 20 Markel Value $15.847.03820 Unrealized Gain Lou 41.207.416.00 Accrued Interest 50.00 5292.229.53 Estimated Annual Income Generally. securities acquired before 2011, in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as " noncoverer. Securities marked as "coverer. were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, et the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 3 of 9 Account Number: N k: cosmos CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless MX a40,.0t.C4IIVItf 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR through Penabos UM. a wholly road sbtle:run of The as Ni. Yore Mellon Comeration (BNY Mellen) PtiShra LLC. motto( AURA. NYSE SIPC DB-SDNY-0082957 SDNY_GM_00229141 EFTA01383262