EFTA Document EFTA01383340

Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's2018 IRSForm 1099 (B. DIV, INT, M ISC and 0ID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019. By February 15. you will be mailed either your Form 1099 or a special Pending 1099 Notice The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15.2019. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share. it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Securities Credits This Period Debits This Period Net This Period Credits Ye/Mc-Date Debits Year4o•Dele Net Yea•to•Date Securities Bought 0.00 0.00 0.00 0.00 41.820.14 41,820.14 Securities Sold 0.00 000 0.00 1.750.526.40 0.00 1.750.526.40 Total Securities $0 .00 $0.00 $0.00 $1,750,526.40 461,820.14 $1.688.706.26 Dividends and Interest 96.105.99 $000 96.105.99 $98,717.16 $0 .00 898 717 18 Cash Withdrawals 0.00 000 0.00 0.00 -134.984.04 -134,984.04 Deposes 0.00 000 0.00 93.707.93 0.00 93.707.93 Total Cash SO 00 $0.00 $0 00 $93,707.93 4134,984 04 441 276.11 Totals 56.105 99 $0.00 86.105.99 $1 .942.951.51 4196.804 18 $1,746,147.33 Page 4 of 7 Account Number N4G-024935 A:cors :rr Go papetiess MX AIM!' b011ivtorr 4 RAW btellent Every Yes Since 2007 OALOAR RATIO COMMUNICATOM EXCELLENCE Clutits Ovaugh Prams tIC.• wbdly swine sublidiary of The In al New York Mellon Corporation (SNY Mellon) Perstnt LLC. inesnber flI4RA, NYS. SW.: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0083035 SDNY_GM_00229219 EFTA01383340