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sd-10-EFTA01383638Dept. of JusticeOther

EFTA Document EFTA01383638

From: Stewart Oldfield Sent: 7/17/2019 3:40:39 PM To: Patrick Campion BCC: Subject: FW: Southern Financial (SC) Attachments: 190716 Southern financial_GMIS Updated.xlsx ; Kimberly Hart Classification: Strictly Confidential I was finally able to get complete data from GMIS across account types. It's all very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth < Subject: Southern F

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sd-10-EFTA01383638
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From: Stewart Oldfield Sent: 7/17/2019 3:40:39 PM To: Patrick Campion BCC: Subject: FW: Southern Financial (SC) Attachments: 190716 Southern financial_GMIS Updated.xlsx ; Kimberly Hart Classification: Strictly Confidential I was finally able to get complete data from GMIS across account types. It's all very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth < Subject: Southern F

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 7/17/2019 3:40:39 PM To: Patrick Campion BCC: Subject: FW: Southern Financial (SC) Attachments: 190716 Southern financial_GMIS Updated.xlsx ; Kimberly Hart Classification: Strictly Confidential I was finally able to get complete data from GMIS across account types. It's all very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth < Subject: Southern Financial (C) Classification: Confidential Hi Stewart — Does the attached now align with your expectation? Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083389 CONFIDENTIAL SDNY_GM_00229573 EFTA01383638

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01430342

Subject: FW: Southern Financial [SC] From: Stewart Oldfield ‹ > Date: Wed, 17 Jul 2019 15:40:39 -0400 To: Patrick Campion Kimberly Hart Bcc: Classification: Strictly Confidential I was finally able to get complete data from GMIS across account types. It's all very close to the numbers I provided you yesterday. Thanks From: Donna Kerrigan Sent: Wednesday, July 17, 2019 2:48 PM To: Stewart Oldfield Cc: Leslie Roth Subject: Southern Financial [C] Classification: Confidential Hi Stew

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Subject: RE: Urgent Request [SC] From: Stewart Oldfield Date: Wed, 17 Jul 2019 09:03:37 -0400 To: Donna Kerrigan Cc: Kimberly Hart Bcc: Classification: Strictly Confidential This has the same issue as the other data. Brokerage stops feeding in July '18. I got brokerage info from Liam, so the numbers I gave Patrick last night should be ok There also seems to be a residual $34 somewhere. I thought everything was $0 balance, so we should track that down as well. Thanks From: Donna Kerri

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Subject: FW: Butterfly brokerage [C] [I] From: Coley Jellinghaus Date: Thu, 11 Oct 2018 12:06:35 -0400 To: Stewart Oldfield a> Classification: For internal use only Fyi — pls don't forward From: Kimberly Hart Sent: Thursday, October 11, 2018 11:01 AM To: Zb nek Kozelsk ; Coley Jellinghaus Cc: zia Memon ; Diana Canter < >; Funda Bozkurt Subject: RE: Butterfly brokerage [C] [I] Classification: For internal use only I do not have an issue with KCP servicing the account. I just need t

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Subject: RE: Butterfly brokerage [C] [I] From: Coley Jellinghaus Date: Wed, 10 Oct 2018 11:19:04 -0400 To: zia Memon Cc: Diana Canter Kimberly Hart Funda Bozkurt Zbynek Kozelsky Classification: For internal use only To be clear, I have not asked if we can adopt this account to KCP, I'm forwarding a request from the Banker to have this account covered by KCP as the POA on the account IS a KCP adopted account and is covered by the KCP team. The Banker thinks that for continuity the POA

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Subject: RE: Butterfly brokerage [C] [I] From: Zbynek Kozelsky <ffi Date: Thu, 11 Oct 2018 10:56:00 -0400 To: Kimberly Hart Coley Jellin haus Cc: zia Memon Diana Canter Funda Bozkurt Zbynek Kozelsky Good morning Kim, Just to offer different perspective — separating of the account may not be only disruptive to the client but also operationally since all the communication, trading is concentrated to KCP (for the balance of the accounts). Thank you fcid:image003.png@O1CFFD0A.6F882F50

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Subject: FW: Urgent Request [SC] From: Stewart Oldfield ‹ > Date: Wed, 17 Jul 2019 09:04:09 -0400 To: Kimberly Hart ‹ > Classification: Strictly Confidential From: Donna Kerrigan Sent: Wednesday, July 17, 2019 8:58 AM To: Stewart Oldfield ‹ > Subject: FW: Urgent Request [C] Classification: Confidential From: Leslie Roth Sent: Tuesday, July 16, 2019 6:55 PM To: Donna Kerrigan Cc: Robert Frohlich Subject: RE: Urgent Request [C] Classification: Confidential Classification: For inter

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