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sd-10-EFTA01384008Dept. of JusticeOther

EFTA Document EFTA01384008

From: Richard Kahn Sent: 10/11/2018 2:08:13 PM To: Stewart 0ldfield CC: Bradley Gill in ; Bella Klein • Richard larossi Subject: Re: The Butterfly Trust any update on when this brokerage account may be opened? please advise thank you Richard Kahn HBRK Associates Inc. 57S Lexington Avenue 4th Floor New York, NY 10022 > On Aug 29, 2018, at 11:47 AM, Stewart Oldfield wrote: > • Sorry, just getting caught up after two weeks away. will send you the dots. Is this an account that

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From: Richard Kahn Sent: 10/11/2018 2:08:13 PM To: Stewart 0ldfield CC: Bradley Gill in ; Bella Klein • Richard larossi Subject: Re: The Butterfly Trust any update on when this brokerage account may be opened? please advise thank you Richard Kahn HBRK Associates Inc. 57S Lexington Avenue 4th Floor New York, NY 10022 > On Aug 29, 2018, at 11:47 AM, Stewart Oldfield wrote: > • Sorry, just getting caught up after two weeks away. will send you the dots. Is this an account that

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: 10/11/2018 2:08:13 PM To: Stewart 0ldfield CC: Bradley Gill in ; Bella Klein • Richard larossi Subject: Re: The Butterfly Trust any update on when this brokerage account may be opened? please advise thank you Richard Kahn HBRK Associates Inc. 57S Lexington Avenue 4th Floor New York, NY 10022 > On Aug 29, 2018, at 11:47 AM, Stewart Oldfield wrote: > • Sorry, just getting caught up after two weeks away. will send you the dots. Is this an account that Paul will trade through Martin or something else? > • Also, just as with Gratitude, we will need to clear our annual KYC review to open a new account. I think we are still waiting on the certificate of good standing for Gratitude and the other corporate accounts. > • Thanks Original Message > From: Richard Kahn (mailt > Sent: Monday, August 27, > To: Bradley Gillin > cc: Stewart Oldfield cinnininiellISSIS; Bella Klein > Subject: The Butterfly Trust > • please advise on process to open brokerage account thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor IIIIIIIIIIIIIIIIIIII > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083966 CONFIDENTIAL SDNY_GM_00230150 EFTA01384008

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Subject: RE: The Butterfly Trust From: Stewart Oldfield < Date: Thu, 11 Ott 2018 14:32:59 -0400 To: Richard Kahn 4:; > Cc: Bradley Gillin Bella Klein < >, Richard Iarossi < I'm hoping for next week. Will come back with any questions. Thanks Original Message From: Richard Kahn (mailto: Sent: Thursday, October 11, 2018 2:08 PM To: Stewart Oldfield 5 > Cc: Bradley Gillin <ifillnlIS Bella Klein < ard.iarossi@db.com> Subject: Re: The Butterfly Trust any update on when this broker

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Subject: Re: The Butterfly Trust From: Stewart Oldfield Date: Thu, 30 Aug 2018 06:56:48 -0400 To: Richard Kahn ffi > Thanks. What will it be used for? It probably makes sense for me to still set it up with the KCP trading team (who can easily keep it separate from Paul's accounts) since that will give you the most flexibility to trade over time. Will get docs. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Ave

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From: Richard Kahn Sent: 8/30/2018 6:27:40 AM To: Stewart 0ldfield I CC: Bradley Gill in I 1; Bella Klein [ Subject: Re: The Butterfly Trust ; Richard larossi [ Butterfly will not be a Paul trading account. I will look into certificate of good standings. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Tel i= Fax Cell > On Aug 29, 2018, at 11:47 AM, Stewart Oldfield < > wrote: > • Sorry, just getting caught up after two weeks awa

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From: Stewart Oldfield Sent: 8/8/2018 12:12:35 AM To: Richard Kahn CC: Bella Klein 1; Bradley Gillin BCC: Subject: RE: Gratitude America, Ltd Yes, rate is currently 1.8% so definitely worth moving over. If there is cash that you don't need daily liquidity on, can also move into CDs for an even higher rate - 2.25% for 3m, 2.6% for 6m currently. we will send account dots to you as soon as possible. I'm on my mandatory two week absence starting Monday, so Brad will run with this. Th

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Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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