EFTA Document EFTA01384155

Fron t3raelles i Sent: 9/24/2018 11:50:10 AM To: Vijay-A Sawant I ; Stewart Oldfield CC: Richard larossi Ma ur Rathod ; Daphne Cales Subject: RE: Assistance Required in Rejection of KYC Caseti01977698 III Classification: For Internal use only Vijay. ; Vinita Advani We received confirmation from the client that dentistry represent less than 25% of Karyna's earnings. Karyna's SOW conies from her interior designing firm - JSC Interiors LLC. Thanks. Regards. Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 24, 2018 4:56 AM To: Bradley Gitlin < >; Stewart Oldfield < Cc: Richard larossi < >; Mayur Rathod < >; Vinita Advani >; Daphne Cales < Subject: Assistance Required in Rejection of KYC Case#01977698 Importance: High Good Morning Stewart, Hope you are well!! We require your assistance today on rejection point 9, highlighted in yellow below — Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: 00000489505 Reason for Rejection:1) Please provide ID for Louella. (KG — RESOLVED) 2) Please provide full signing authority document for Neptune LLC. (KG — RESOLVED) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG — RESOLVED) 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" (KG — RESOLVED) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084200 CONFIDENTIAL SDNY_GM_00230384 EFTA01384155