EFTA Document EFTA01384189

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Account Activity Opening Date Quantity Number Biding Opening Mena Clang Barra Acauml Income Income IbIsYnt 30-Day Yield Current Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSISPROGRALI 01101/19 73,068.210 WA 01131119 73,035.20 73,068.21 17.62 33.01 WA N/A Total FDIC Insured Bank Deposits $73,035.20 873,068.21 817.62 $33.01 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,035.20 873,068.21 $17.62 $33.01 Unrealized Estimaled Estimated DateAcraulred Quantity Unk Cog Cod said liertet Price Market Value GM Loss Annual Income Yield EQUITIES 99.00% of Portfolio Common Stocks APPLE INC COM Security Identifier: AAPL Dividend Option: Cash CUSP:03783300 12107/17 100,000.000 169.8140 16,981,416.00 166.4400 16,644,000.00 437.416 00 292.000 00 1.75% Total Common Stocks $18,981,416.00 $16,844,000.00 4337.416.00 1292 000 00 TOTAL EOu T ES $16,981,416 00 $16.644.000.00 4337.416 00 $292 000 00 Unrealized Amsted Estimated Cost Bass Dalai Value Gain/Loss Interest Annual Income Total Portfolio Holdings $17,054.484.21 $16,717,068.21 -$337A16.00 $0 00 $292.033 01 Generally securities acquired before 2011 in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered" Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disc_' °sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 3 of 7 Account Number: 11:00SPCS77:27 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AtOUT t.CCIVUrf 4 Rated Ewellere Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDICE MISR through Penabos UM. • wholly awed subsifurey of The Bakal Ni. York Make Comeration OM Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0084258 SDNY_GM_00230442 EFTA01384189