EFTA Document EFTA01384229

Portfolio Holdings (continued) Date Acquired EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A Security Identifier: Dividend Option: Cash CUSP. 06118118 2.500.000 42.7900 06118/18 5.000.000 44.3400 06118118 5.000 000 44.0400 06118118 2.500 000 43.5400 06119/18 2,500 000 42.6740 106,975.00 37.1500 221.699.15 37.1500 220.200 00 37.1500 108.850 00 37.1500 106.686 00 37.1500 92.87510 185350.00 185.750 00 92.875.00 92,875.00 -14,100.00 45,949.15 -34,450.00 -15,975.00 -13.811.00 06119118 2.500.000 43.0850 107,712.93 37.1500 92.87100 -14,837 93 06119118 2.500.000 42.7520 106.879.20 37.1500 92.875.00 -14.004 20 06119118 2,500.000 42.8400 107,100.00 37.1500 92,875.00 -14,22500 Total Covered 25,000.000 1,086,102.28 928,750.00 -157,352.28 Total 25,000.000 31,086,102.28 3928350.00 4157,352.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Idena Dividend Option: Cash CUSIP: 06120/18 15.000.000 125 5300 1.882.944 30 118 0700 1.771.050.00 -111,894 30 44.100 00 2.49% Total Common Stocks 36,205,234.58 56,048,910.00 4156,324.58 344,100.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG ft 00TH SER K DIV 6.875% PERPETUAL MATT Security Identifier: PFD CUSP: PERPETUAL CALL SS/2425.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.0000 2,054,000.00 54,581 10 135,781.32 6.61% Total Preferred Stocks $1,999,418.90 $2,054,000.00 $54,581.10 3135,781.32 TOTAL EQUITIES $8,204,653.46 38,102,910.00 4101.743.48 $179,881.32 Quantity Unit OA Cost Bans Market Price Market Value Unrealized Grin Loss Estimated Estimated Annual Income Yield Unrealized Accrued Estimated Coal Batas Markel Value Gainless Interest Annual Income Total Portfolio Holdings 514,678,071.50 $14,354,547.04 4323,524.46 $359.42 $320130.96 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8 and are marked as"noncovered". Securities marked as "covered*, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRSon form 1099.8 for the applicable tax year in which the securities are disposed. Note. In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Accomt Number: i:cortcrzom Go papetiess ASX flout t.IXIIVtOrf 4 RAW btellent Every Yea Since 2007 OALOAR RATIO COMMUNICATOM Mat DICE Page 4 of 9 Clutits Ovaugh Prams tIC., • tinily svmol sublidiary of The In al New York Mellon Corporation (lINY Mellon) Persrws LLC. onesneer f II4RA, NY S. 5W,: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0084312 SDNY_GM_00230496 EFTA01384229