EFTA Document EFTA01384279

Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity FIXED INCOME (continued) Corporate Bonds (continued) LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1SECS 'SIN* 7500%04/27188 B/E D7004/0111458 P Rating BB- 04110/14 1.903.000 000 102 3910 CITIGROUP INC FXD RT SR NT PERP DEP RECPT 5.950% 0815188 DID 08/ V S CALLABLE08115120 0 130.000M oody Rating BA2 58 P Rating BB- 08106/15 3.000.000.000 100.0000 Tot al Corporate Bonds 23 972 000 000 Adjusted Unit Cost Cott Bass Security Identifier: Market Price Market Value 1.948,500 00 96.4800 Original Cost Basis:51948500.00 Seurirly Identifier: 3.000.005.99 96.5000 Original Cost Basis: 53.000.006.00 $23,744,104.80 TOTAL FIXED I SCAM E 23,972,000.000 Dale Acquired EQUITIES Common Stocks ALIBABA GROUP HLDG LTC SPONSORED ADR Dividend °Dijon: Cash 06110/15 AMAZON COM INC Dividend Oplion: Cash 03129/18 04102/18 Total Covered Total 1,000.000 APOLLO GLOBAL MGM T LLC CL A SHS Dividend Oplion: Cash 263,57.00 of these shares are in your margin account 03129111 -'° 263,157.000 19.0000 Quantity Unit Cost 5,000 000 88.9500 500.000 500.000 1,000.000 1,423.8620 711,930.80 1,367.0210 683.510.38 1,395,441.18 $1,395,441.16 523,744,104.80 Cost Bates Market Pike Security Idena CUSIP. 444.749 00 137.0700 Security Identifier M I CUSIP 1,501 9700 1,501 9700 Unrealized Gainless 1.836.014 40 2.895.000 00 522,093,565.40 522,093,565.40 Market Value 685,350 00 750.985.00 750.985.00 1,501,970.00 -111,485.60 -105.005 99 41,650,539.40 41,650,539.40 Unrealized dint lass 240,601 00 39,054 20 67,474 62 106,528.82 Accrued Estimated Estimated Interest Annual Income Yield 1,585 83 142,725 00 7.77% 67.433.33 178.500 00 6.16% 51,571,098.68 $1,571,098.68 5428,061 41 5428,061 41 Estimated Estimated Annual Income Yield Security Identifier CUSP. 4,999.983 00 24.5400 Account Number: Keck:Tx:2s $1,501,970.00 6.457.872 78 5106.528.82 1.457,889 78 Go paperless AIX WIWI trOltiatirr 4 Rated totalled Every Yes Since 2007 OALOAR RATIO COMMUNICATOM EXCILLENCE 50.00 507,893 01 7.86% Page IS of Clearing through Mullion LLC, a wholly craned sulnicksey of The Beak of New Yo,* Mellon Corporation (BNY Mallon) Perstwor LLC. member ACCRA he 5:re: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084384 CONFIDENTIAL SDNY_GM_00230568 EFTA01384279