EFTA Document EFTA01384287

151 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Security Record Date Payable Date OuanlNy Held Rate Dividend Option Amount of Payment Dividends GIMBAL ELECTRIC CO COM 12120118 01125/19 25,000.000 0.010000 Cash 250.00 Interest DEL& INTER UZI DMA RN INCGit 12131118 01/15/19 3.000 000 000 0.050000 Cash 150,000.00 ARM PRIORITY SR Total Cash Not Yet Received $150,250.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Fixed income Analysis Bond Quality %of Bond Bond Duality Market Value Markel Value Percent of Feed Income A 1,577091.00 6% ■ BA A 6,408,000.00 28% BA/ Lower 16,230,239.70 65% Not Rated 777,540.00 3% Total 24,993,470.70 100% 0 20 40 60 80 100 Bond Maturity Schedule %of Bond Bond MMtuily Market Value Market Value I. 1to 6 months 972,500.00 4% EZ1 7 to 12 months 2,899,905.30 12% MIII1to 5 years 2,865,000.00 11% D6 to 10 years 2,861,820.00 it% NI Over 10.years 15,394,245.40 62% Total 24,993,470.79 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Client Service Information Your Investment Small! UM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10 154 Contad Information Telephone Number Amount Number u:r CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AIX MOO t.IMIPITAY Page 15 of Rated [welled Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE Cleats Meech Pin UM. • wholly owned subtle:run of The BIS of New Yort Mellon Comer/Mon (WY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0084393 SDNY_GM_00230577 EFTA01384287