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EFTA Document EFTA01384293EFTA Document EFTA01384295
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sd-10-EFTA01384294Dept. of JusticeOther

EFTA Document EFTA01384294

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S DOLLARS /continued) January 1,2019 - January 31,2019 SOUTHERN FINANCIAL LLC Date Acquired Quantity Unit Ccst FIXED INCOME (continued) Corporate Bonds (continued) PM ORGAN CHASES CO DEP SHS REPSTG YD PFD SER1FIXED TO FLTG RT BD 5.990% 04/23158 B/E DTD 04/23108M oody Rating Baa358 P Rating BBB- 06115/11 " 32 1,100,000.000 107.2500 06/15/11 " 32 2,500,000 000 106.7680 Adjusted Cost Basis Secu

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sd-10-EFTA01384294
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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S DOLLARS /continued) January 1,2019 - January 31,2019 SOUTHERN FINANCIAL LLC Date Acquired Quantity Unit Ccst FIXED INCOME (continued) Corporate Bonds (continued) PM ORGAN CHASES CO DEP SHS REPSTG YD PFD SER1FIXED TO FLTG RT BD 5.990% 04/23158 B/E DTD 04/23108M oody Rating Baa358 P Rating BBB- 06115/11 " 32 1,100,000.000 107.2500 06/15/11 " 32 2,500,000 000 106.7680 Adjusted Cost Basis Secu

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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S DOLLARS /continued) January 1,2019 - January 31,2019 SOUTHERN FINANCIAL LLC Date Acquired Quantity Unit Ccst FIXED INCOME (continued) Corporate Bonds (continued) PM ORGAN CHASES CO DEP SHS REPSTG YD PFD SER1FIXED TO FLTG RT BD 5.990% 04/23158 B/E DTD 04/23108M oody Rating Baa358 P Rating BBB- 06115/11 " 32 1,100,000.000 107.2500 06/15/11 " 32 2,500,000 000 106.7680 Adjusted Cost Basis Security Identifier: Market Price 1,179,750.41 100.6000 Original Cost Basis: $112,500.00 2G69,212 15 100.6000 Original Cost Basis, 32,675,000.00 Total Noncovered 3,600.000 000 3,848,962.56 Total 3,600,000.000 $3,848,962.56 SOUTHERN CALIF EDISON CO PREF SER E 6250% 0117162 B1E DTD 011712 CALLABLE 02/0122 130.000M oody Rating Beat Sd P Rating 880 01130/12 ' •x° 3,000,000.000 99.9090 GENERAL ELEC CO GTD FXD-TO•FLTGRT NON-CUM ULATIVE PERPETUAL PREFERRED 4.000% 12103/65 REG DTD 12/03/Slloody Rating A3 S 8 P Rating BBB- 12103/15 2.469.000 000 88.0930 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1SECSISINO US539439AG42 7.500%04/27188 B/E DTD 041071%81 P Rating 88- 04/10114'A° 1,903,000.000 102.3910 Security Identifier: 2,997,261.33 94.0000 Original Cost Basis: $2,992,564.97 Security Identifier: 4 2,175,016.17 67.9000 Original Cost Basis: $2,175.01.17 Security Wentifier: 1,948,500 00 101.7500 Original Cost Basis $1,948500.00 Account Number socostm:::: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Market Value 1,106,600.02 2,514,999.98 3,621,600.00 $3,621,600.00 2,820,000.00 1,676,451.00 1,936,302.50 Go paperless ASX Mort t.tetercer Lnrealized Gain Loss -73,150.39 154,212.17 Accrued Estimated Estimated Interest AnnuM Income Yield 183.04 65,894.18 5.95% 416.00 149,759.50 5.95% -227,362.56 599.04 4227,362.56 5599.04 215.653 68 $215,653.68 -177,251.33 93,750.00 187300 00 6.64% 498,565.17 12,619.33 98,760.00 5.89% -12,197.50 13,479.58 112.725 00 7.37% Page 5 of 15 Rated Ewefiere Every Year Since 2007 O4BAR MITOCOMPAVNICA71O.5 EXCELIDKE MISR through Penabos UM. • wholly ~id subtle:run of The Bakal Ni. Yort Ma ks Comer/ on (WY Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084401 SDNY_GM_00230585 EFTA01384294

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