EFTA Document EFTA01384301

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Corporate Action Events N.,t Yet Processed Security Securities Not Yet Received CENTER E CORP DEL COM Total Securities Not Yet Received The above information has been obtained from sources we believe to be reliable. All items are subject to receipt. January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC Bari Type Bc-DivIdend Ceirlbution Event ID Date Date OuantNy Held Rate Event Guiltily Current Pike Markel Value STOCK SPUT 02107119 02111119 DANOW0001.5.4 15,550.000 1.0000000 15.550.0000 0 0000 0.00 7 ice • Bond Quality Bond Duality %or Bond Market Value Markel Value Percent of Fixed income A 1,676.451.00 7% BA A 6,441,600.00 25% BA! Lower 16,690,696.33 65% Not Rated 843.000.00 3% Total 25,651,747.33 100% 0 20 40 60 80 100 Bond Maturity Schedule Bond Maturity Miro 6 months 7 to V months IMI 'Ito 5 years j6 to 10 years MOver 10years Total $0.00 % of Bond Market Value Markel Value 985,000.00 4% 2,857,06313 11% 3,000,000.00 12% 2,956,080.00 12% 15,853,603.50 61% 25,651,747.33 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included Please refer to your Portfolio Holdings section. Your Investment Spedalist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10 154 Curled Informallon Telephone Number. Account Number CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless mx0..e0vr t.tetercer 4 Page 13 of 15 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR Meech Penabos UM. • wholly ~id sbtle:run of The as Ni. Yore Maks Comeration (B 1Y MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084409 SDNY_GM_00230593 EFTA01384301