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sd-10-EFTA01384323Dept. of JusticeOther

EFTA Document EFTA01384323

From: Stewart Oldfield [ Sent: 5/17/2019 9:24:03 AM To: Richard Kahn I Subject: RE: Hey there. I've been out all week and just got back to the office today. Looks like all accounts are zero balance, do you see the same? I will make sure al accounts are actually closed as well. Thanks original Message From: Richard Kahn sent: Friday, May 10, 2019 10: AM To: Stewart oldfield Subject: hope you are well are you free for a call today i am available 12-4pm thanks Richard Kahn HB

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From: Stewart Oldfield [ Sent: 5/17/2019 9:24:03 AM To: Richard Kahn I Subject: RE: Hey there. I've been out all week and just got back to the office today. Looks like all accounts are zero balance, do you see the same? I will make sure al accounts are actually closed as well. Thanks original Message From: Richard Kahn sent: Friday, May 10, 2019 10: AM To: Stewart oldfield Subject: hope you are well are you free for a call today i am available 12-4pm thanks Richard Kahn HB

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield [ Sent: 5/17/2019 9:24:03 AM To: Richard Kahn I Subject: RE: Hey there. I've been out all week and just got back to the office today. Looks like all accounts are zero balance, do you see the same? I will make sure al accounts are actually closed as well. Thanks original Message From: Richard Kahn sent: Friday, May 10, 2019 10: AM To: Stewart oldfield Subject: hope you are well are you free for a call today i am available 12-4pm thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084440 CONFIDENTIAL SDNY_GM_00230624 EFTA01384323

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Faxfax 212-320-0381
Phone212-320-0381
Phone212-971-1306
Phone917-414-7584
URLhttps://db.com/disclosures

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Subject: RE: From: Stewart Oldfield < Date: Fri, 17 May 2019 09:24:03 -0400 To: Richard Kahn .< Hey there. I've been out all week and just got back to the office today. Looks like all accounts a re zero balance, do you see the same? I will make sure al accounts are actually closed as well. Th anks Original Message From: Richard Kahn (manta: Sent: Friday, May 10, 2019 10:57 AM To: Stewart Oldfield < Subject: hope you are well are you free for a call today i am available 12-4pm th

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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Subject: Re: catchin up/risk premia investing From: Audie Apple Date: Sun, 23 Apr 2017 20:55:10 -0400 To: Stewart Oldfield ‹ > Hi Stew. Did we firm up a time tomorrow? I'm in Dallas and will do from the office. A On Apr 21, 2017, at 2:10 PM, Stewart Oldfield wrote: Copying in Audie. We are wide open Monday after 2. Shall we schedule a time? Thanks From: Richard Kahn [mailto: Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk

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Subject: FW: catching up/risk premia investin [I] From: Stewart Oldfield Date: Fri, 21 Apr 2017 15:00:50 -0400 To: Audie Apple Cc: Vahe Stepanian Classification: For internal use only Pick a day From: Richard Kahn [mailto: Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk premia investing sounds great monday / wednesday best for me next week thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New Yo

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Subject: Re: trading meetin [C] From: Richard Kahn Date: Mon, 28 Aug 2017 13:02:00 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Liam Osullivan < ok enjoy your time offcan you also send aug 31 statements before you leave if ready .. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor On Aug 28, 2017, at 12:55 PM, Vahe Stepanian wrote: Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and

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