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sd-10-EFTA01384347Dept. of JusticeOther

EFTA Document EFTA01384347

Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Monday, October 22, 2018 1:36 PM To: Kimberly Hart > Cc: Bradley Gillin < ; Stewart Oldfield Subject: RE: Epstein - negative media [II Classification: For internal use only Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval

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sd-10-EFTA01384347
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Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Monday, October 22, 2018 1:36 PM To: Kimberly Hart > Cc: Bradley Gillin < ; Stewart Oldfield Subject: RE: Epstein - negative media [II Classification: For internal use only Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval

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Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Monday, October 22, 2018 1:36 PM To: Kimberly Hart > Cc: Bradley Gillin < ; Stewart Oldfield Subject: RE: Epstein - negative media [II Classification: For internal use only Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval to continue the KYC approval process. Please let me know if you have any questions or would like to discuss. Thank You, Rich Richard larossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor Now York. NY I 0154 Securities olTered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Thursday, October 18, 2018 5:22 PM To: Kimberly Hart Cc: Bradley Gillin Subject: RE: Epstein - negative media [I] Classification: For Infernal use only Hi Kim, Stewart Oldfield AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084477 CONFIDENTIAL SONY GM_00230861 EFTA01384347

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Subject: Re: Epstein - ne ative media [I] From: Kimberly Hart Date: Wed, 31 Oct 2018 21:00:10 -0400 To: Stewart Oldfield Were you able to obtain the additional details from the client as discussed with Andrew? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc On Oct 22, 2018, at 3:39 PM, Stewart Oldfield <M > wr

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Subject: RE: Epstein - ne ative media [I] From: Stewart Oldfield Date: Wed, 07 Nov 2018 15:33:51 -0500 To: Kimberly Hart Had a good chat on this. Let's discuss and then I can summarize in an email Thanks From: Kimberly Hart Sent: Thursday, November 01, 2018 6:49 AM To: Stewart Oldfield Subject: Re: Epstein - negative media [I] No worries - was just checking in. How is the training? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank

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From: Richard larossi Sent: 10/22/2018 1:35:42 PM To: Kimberly Hart CC: Bradley Gillin [ tewart Oldfield Subject: RE: Epstein - negative media [II Attachments: Gerber Notice of Dismissal.pdf; Kim Hart Memo on Jeffrey Epstein.pdf Classification: For Internal use only Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval to

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(1) <!--(if !supportlistsj--><!--(endifj-->Why was this suit brought against Mr. Epstein? What was his connection to Hoffenberg? (2) Isupportlists)--><!--(endifj-->What was told to you by Mr. Epstein or his representatives regarding the claims? Did he serve as a "consultant" to TFC? (3) <!--(if !supportlists)--><!--(endifj-->Why were the claims dismissed? (4) <!--[if isupportlists1--><!--(endifj-->Has Andrew reviewed the information and is he comfortable maintaining the relationship wi

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Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval to continue the KYC approval process. Please let me know if you have any questions or would like to discuss. Thank You, Rich Richard larossi Assistant Via Proidatt I Deutschc r g Bank Wealth Matut omen Securities offeral through Deutsche Bank Securities Inc. From: Richard

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Subject: Re: Epstein - ne ative media [I] From: Stewart Oldfield Date: Thu, 01 Nov 2018 07:02:31 -0400 To: Kimberly Hart e > Just finished yesterday. It's good but they stretched a day and half of material into two and a half days. All in a windowless room in the basement of 60 Wall ... Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsch

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