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sd-10-EFTA01384452Dept. of JusticeOther

EFTA Document EFTA01384452

Criteria: • Invitees should be limited to the wealth management client (or prospect) and/or their family members • No sensitive counterparts (including public officials, regulatory agencies, etc.) • DB payment of client travel & accommodation is not permitted • Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x t

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Dept. of Justice
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sd-10-EFTA01384452
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Criteria: • Invitees should be limited to the wealth management client (or prospect) and/or their family members • No sensitive counterparts (including public officials, regulatory agencies, etc.) • DB payment of client travel & accommodation is not permitted • Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x t

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: http://lonccasp0002.uk.db.com:14711/en/home The costs associated with this ticket type are: 11am Preview — €306 Enter in comments section - Parent ID: 198175 Guests will collect their Lounge pass and Fair ticket upon arrival at the DBWM Lounge reception desk at either Frieze London or Frieze Masters Invitation: We hope you will be available to join us for the Preview of Frieze London. Below is the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084645 CONFIDENTIAL SDNY_GM_00230829 EFTA01384452

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URLhttp://lonccasp0002.uk.db.com:14711/en/home

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