EFTA Document EFTA01384742

HUBUS133 Alpha Group Capital Fonn W - 9 (Rev. November 2017) Department of the Treasury Internal Revenue Samos Request for Taxpayer Identification Number and Certification . Go to www.irs.gov/FormW9 for Instructions and the latest information. 0Ne Form to the requester. Do not send to the IRS. Print or type See Specific Instructions on page 3. 1 Name (as shown on your income tax return). Name Is required on this line do not leave this lino blank. 2 Business name/disregarded entity name, if different from above 3 Check appropriate box for federal tax classification of the person whose name is entered on line 1. Check only one of the following seven boxes: K IndividuaVsole proprietor or ❑O C Corporation O 5 Corporation ❑O Partnership 9 Trust/estate singlemember LLC K Limied liataity company. Enter the tax classification (CC corporation. 54 corporation, Pypartnorship) ► Note: Chock Ihe:ippiopriato box in the line above for the tax classification of the single-member owner. Do not Medi LLC d the LLC is classified as a single•member LLC that is disregarded from the owner unless the owner of the LLC Is another LLC that is not disregarded from the owner for U.S. federal lax purposes. Otherwise, a single.member LLC that is disregarded from the owner should check the appropriate box for the tax classification of its owner. K Other (see instructions) e 4 Exemptions certain entities, instructions Exempt Exemption cod, of Argos toaccorts (codes apply only to not individuals; see on page 3): payee code (deny) from FATCA reporting any) MINSP•40110101IVIOS . 6 Address (number, street. and apt. or suite no.) See instructions. Requeslels name and address (optional) 6 City, state, and ZIP code 7 List account number(s) hero (optional) Part I Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to ave.h backup withholding. For irdMduals, this is generally your social security ntmber (SSN). However, for a resident alien, sole proprietor, or disregarded entity. see the instructions for Part I. later. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get I TIN, later. Note: If the account is in more than one name, see the instructions for line 1. Also see What Name and Number To Give the Requester for guidelines on whose number to enter. Taxpayer Identification Number (TIN) Part II Under penalties of perjury. I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding. or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding: and 3. I am a U.S. citizen or other U.S. person (defined below): and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification Instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonrnent of secured property, cancellation of debt. contributions to an individual retirement arrangement (IRA). and generally, payments other than interest and dividends. you are not required to sign the certification. but you must provide your correct TIN. See the instructions for Part II. later. Sign Here Social securitynumber or Employer identification number Certification Signature of U.S. person ► Date ► General Instructions Section references are to the Internal Revenue Code uNess otherwise noted. Future developments. For the latest information about developments related to Form W-9 and its instructions, such as legislation enacted after they were published, go to www.irs.govffionnW9. Purpose of Form An individual or entity (Form W-9 requester) who is required to fife an information return with the IRS must obtain your correct taxpayer identification number (TIN) which may be your social security number (SSN), individual taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or employer identification number (EIN), to report on an information return the amount paid to you. or other amount reportable on an information return. Examples of information returns include, but are not limited to, the following. • Fonn 1099-INT (interest earned or paid) Cat. No. 10231X D0C ID-9978674.66 • Form 1099-DIV (dividends, including those from stocks or mutual funds) • Form 1099-MISC (various types of income. prizes. awards. or gross proceeds) • Form 1099-8 (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099•K (merchant card and third party network transactions) • Fonn 1098 (home mortgage interest). 1098-E (student loan interest). 1098-T (tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property) Use Form W-9 orgy if you are a U.S. person (including a resident alien), to provide your correct TIN. If you do not return Form W-9 to the requester with a TIN, you might be subject to backup withholding. See What is backup withholding, later. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SONY GM_00231422 DB-SDNY-0085238 EFTA01384742