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sd-10-EFTA01384789Dept. of JusticeOther

EFTA Document EFTA01384789

from the customer page of NES LLC which states "NES., LLC was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes" and the purpose of the account that you had provided states "This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes". Please assist us as this seems to be inconsistent by the checker. 6. The Haze Trust: f. Brokerage account: The signatories identified on the KYC are not consistent with the parties l

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Dept. of Justice
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sd-10-EFTA01384789
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from the customer page of NES LLC which states "NES., LLC was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes" and the purpose of the account that you had provided states "This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes". Please assist us as this seems to be inconsistent by the checker. 6. The Haze Trust: f. Brokerage account: The signatories identified on the KYC are not consistent with the parties l

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from the customer page of NES LLC which states "NES., LLC was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes" and the purpose of the account that you had provided states "This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes". Please assist us as this seems to be inconsistent by the checker. 6. The Haze Trust: f. Brokerage account: The signatories identified on the KYC are not consistent with the parties listed in NetX. Darren is the only individual tagged as a signatory on the KYC. Please ensure that the KYC is updated to include all authorized parties for the brokerage account and required information and documentation (including research). — Kindly provide this as we do not have access to NetX. 11. Plan D LLC: b. Nature of business: Please confirm. Equipment rental/leasing is listed as the industry for this entity on the Dunn & Bradstreet report (within the due diligence searches). If this is accurate, the KYC should reflect this information. — We need your assistance on the accuracy on Customer page of Plan D LLC mentions "LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes" and search states "Equipment rental/leasing" in the SIC codes (research is attached for your quick reference) c. Please identify the legal reps and update the entity details page to reflect this information. The Operating Agreement states the company is manager-managed. An individual named Lawrence Visoski is identified as the initial manager. Is he still the manager of the company? Legal reps must be identified, verified, and added as parties to the KYC. Diligence searches are also required for legal reps. - We need your assistance on the status of Lawrence Visoski. Kind regards, • meamaisth • Alka Babu Mt Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management B1, D8 Centre Mumbal, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbal - 400063, India Tel..91(22)6181-2610 Mobile +91 9930332335 alka.babagDdlicom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085308 CONFIDENTIAL SDNY_GM_00231492 EFTA01384789

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Related Documents (6)

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Subject: RE: Assistance re uired in resolving points - KYC #01977695 [I] From: Bradley Gillin Date: Thu, 01 Nov 2018 11:09:40 -0400 To: Alka Babu Cc: Vinita Advani < Vijay-A Sawant Stewart Oldfield Richard Iarossi Classification: For internal use only The case referenced was approved. I believe you are talking about another entity. Regards, Brad {cid:image001.gif@OlD471D3.6116F680} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York,

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Subject: RE: Assistance required in resolving points - KYC #01977695 [I] From: Bradley Gillin Date: Wed, 24 Oct 2018 13:46:24 -0400 To: Alka Babu <fl. Cc: Vinita Advani < Vijay-A Sawant Stewart Oldfield Richard Iarossi <richard.iarossi@db.com> Classification: For internal use only Alka, See below in blue. We had a rejection for the captioned KYC for accounts The 2007 Jeffrey E. Epstein Insurance Trust #3, The Haze Trust, NES, LLC, Plan D, LLC We need your inputs on the points highli

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NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PC

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:ate: 7/19/06

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3. Andrew Gallivan's approval is not dated on the KYC. — Please advise Andrew Gallivan to input the approval date in the case. a. 5. The nature of business narrative for NES LLC states the entity was formed to take care of the expenses associated with running one of Jeffrey's homes. However, the KYC states the purpose of its DDA account is to pay for costs associated with Jeffrey's airplanes. Please review and ensure that information is consistent. I had taken the nature of business from t

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