EFTA Document EFTA01384870

To: Stewart Oldfield < Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (account N46023804) holds EUR 2.5mm face of COFP 4.407 08/06/19: TRADE DATE QUANTITY DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) F)( RATE (TO USDE) POSITION VALUE (USDE) TYPE 2,500,000.0000 CASINO, GUICHARD-PERRACHON SA ISIN#FR0011301480 4.407% 08/06/19 REG DTD 08/03/12 N/C 99.6200 .),400.500 00 1.14070 2.8.10.91:1 3' CORPORATE DEBT We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.jpg> Southern Financial LLC (account N46026161) holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: TRADE DATE QUANTITY SYMBOL DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) FX RATE (TO USDE) POSITION VALUE (USDE) TYPE 100.000.0000 73,091.3303 AAPL DBDA APPLE INC COM INSURED DEPOSITS PROGRAM 175.4600 1.0000 r) I ;.0^,1.;; 1.00000 1.00000 17,546.C.,00 (X,' 73,09133 EQUITY MONEY FUND Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Day idc <image001 gif> Davide Sferrazza Associate Investments & Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor New Yo NY 10154. USA T I. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085449 CONFIDENTIAL SDNY_GM_00231633 EFTA01384870