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sd-10-EFTA01384881Dept. of JusticeOther

EFTA Document EFTA01384881

> 345 Park Avenue, 24th Floor > New York NY 10154 > Securities offered through Deutsche Bank Securities Inc. • Original Message > From: Richard Kahn [mailto: > sent: Tuesday, October 02 2018 10:03 AM > To: Stewart Oldfield > Cc: Bradley Gillin > • Subject: Re: wiring limit > • no particular transaction however we sent lOmm wire out today and now can no longer do wires until tomorrow.. > thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New Yo

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sd-10-EFTA01384881
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> 345 Park Avenue, 24th Floor > New York NY 10154 > Securities offered through Deutsche Bank Securities Inc. • Original Message > From: Richard Kahn [mailto: > sent: Tuesday, October 02 2018 10:03 AM > To: Stewart Oldfield > Cc: Bradley Gillin > • Subject: Re: wiring limit > • no particular transaction however we sent lOmm wire out today and now can no longer do wires until tomorrow.. > thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New Yo

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
> 345 Park Avenue, 24th Floor > New York NY 10154 > Securities offered through Deutsche Bank Securities Inc. Original Message > From: Richard Kahn [mailto: > sent: Tuesday, October 02 2018 10:03 AM > To: Stewart Oldfield > Cc: Bradley Gillin > • Subject: Re: wiring limit > • no particular transaction however we sent lOmm wire out today and now can no longer do wires until tomorrow.. > thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York NY 10022 ; Richard Iarossi »• On Oct 2, 2018, at 9:50 AM, Stewart Oldfield ‹ > wrote: » • I definitely want you to be able to send us as much as you like . . . Let me find out what's involved in changing the limit. Is there a specific transaction you're looking at? » • Thanks original Message » • From: Richard Kahn [mailto: » Sent: Tuesday, October 02 2018 1:48 PM » To: Stewart oldfield < » Subject: wiring limit » • it appears our daily maximum is 10mm » we would like to move to 15mm or 20mm can you please look into » paperwork that needs to be signed thanks » • Richard Kahn » HBRK Associates Inc. » 575 Lexington Avenue 4th Floor » New York NY 10022 >> >> >> >> > > > > » This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > > » Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085465 CONFIDENTIAL SDNY_GM_00231649 EFTA01384881

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URLhttps://db.com/disclosures

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From: Brigid Macias Sent: 4/10/2019 4:31:50 PM To: Bella Klein CC: Stewart Oldfield INIIIIIINIIIRIPpopertat Bradley GUM Subject: RE: PLEASE HELP TO STOP WIRE FROM LSJE Unfortunately the funds have already left the bank. You can transfer funds internally to cover, or we can request a wire recall. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Floor New York, NY 10154

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Subject: Re: Debit card From: Richard Kahn e > Date: Fri, 22 Dec 2017 10:08:38 -0500 To: Stewart Oldfield e > no worrieshave plenty of time to work out we will do 1 large withdrawal in january then revert to card thank you and happy new year.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Dec 22, 2017, at 10:07 AM, Stewart Oldfield wrote: Cynthia is working on it right now. us. Sorry Stewart Oldfield, CFA, CAIA Director Deut

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