EFTA Document EFTA01384901

575 Lexingoon Avenue 4th Floor 122 lam York NY M Hagler fonwnlcd mciaapA From: Stewart Oldfield Subject: SF OTC trade on the books Date: February 6, 2019 S 12:10:25 PM EST To: Richard Kahn Rich, Please see below. you have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own. Thanks From: Davide-A Sferraua Sent; Wednesday, Februa 06, 201912:05 PM To: Stewart Oldfield Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (account • holds EUR 2.5mm face of COFP 4.407 08/06/19: TRADE DATE QUANTITY DESCRIPTION CUSS' MARKET PRICE (POSITION CM POSITION VALVE (POSTONCM FX RATE (TO USDO POSITION VALUE (UM 2.500.0000000 CASINO. GUICHARD PERRACHON SA 6INIFRO01 1 301480 4.01%06106/19 REG DID 08/03/12 AC EI4I3LCNE 996200 _00.5-:000 1.14070 :Weal?. We executed a EURUSO forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: cimage004.jpg> Southern Financial LLC (account I holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: TRADE OAT! • ANTES'S, 100.0000000 73.091 3300 Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collate al account to the main trading account). Regards. Davila ,:limage0010- SY/SYMBOLL DIDOILIPTCN CUSIP MARKET PIKE (POSMON CM POSITION VALUE C( M POSIT ION FX POSITION VALUE (USC41 TYPE MIT CFO USOC ASR 060A APPLE INC COM INSURED DEPOSITS PROGRAM 037831100 PEW80411 176.4600 1.0000 17 546.000 00 ;Will 3? 1.0)00) 1.00000 17346.00000 73 09133 EWA MONEY FUND Davide Sferrazza Associate I Investments 6 Trading l Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 03 5 Park Avenue 24th floor Visit us: Mtpfideutschemealth.com thriane003 giro INS' products and mimes ate intended lot and available only so sophism:med. expeeenced inefeteiti wed gushy es c insteitiona acocentsc Linden FINRA Rule 4512(c)(3). and we capable of evaluating the investment benefits and real. Cf. and exen>eng independent judgment in swamies and determining *deem to eater nto hophisteated Waling stratespes and finisnoal tramectices Tieristebons are subject to relevant internal sot:novae of Deutsche Bank or its affiliates prow to etmob:II and no transaelica, idea or opportunty discussed been may be executed unkeS you are a client of Demme* Bank and of the Irebtulonsi We:eh Partnes gee., (1W) Molokai herein tessardng MP inducts tetestment deeS and SOMsons it, for Manson PurPoses only WM bilaterale senesces COMM enough the MP Amerce desk may include tnvestmen! reccermendabons and becemege 'Mee. MPdoes not provide inveetrnenx maragerrenln inveterent adoSery Service& and peyote market 0pp:4vrites and oder prOd•Xlie and SenCes avalabb through MP we Mated only on a ncoadasoly basis This correnunication n confidenbal and venire, to you. solely IC4 tour Mecham and let discussion purposes only. and does not create any legally beans obiamon Repioamen or dembubon al any material ham wawa our mem consent is tacUy forbidden This communication may contain confidential and/or privileged information. If you we not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. My unauthorized copying, disclosure or distnbuton of the material in this CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085490 CONFIDENTIAL SONY GM_00231674 EFTA01384901