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sd-10-EFTA01385063Dept. of JusticeOther

EFTA Document EFTA01385063

From: Stewart Oldfield [ft—et ^140:-"eak ---1 Sent: 7/17/2019 7:11:25 AM To: Kimberly Hart Subject: Re: Urgent Request (SC] I think that's a data issue which stopped reporting the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10

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sd-10-EFTA01385063
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From: Stewart Oldfield [ft—et ^140:-"eak ---1 Sent: 7/17/2019 7:11:25 AM To: Kimberly Hart Subject: Re: Urgent Request (SC] I think that's a data issue which stopped reporting the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield [ft—et ^140:-"eak ---1 Sent: 7/17/2019 7:11:25 AM To: Kimberly Hart Subject: Re: Urgent Request (SC] I think that's a data issue which stopped reporting the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mo Email • i e Securities offered through Deutsche Bank Securities Inc. On Jul 17, 2019, at 7:02 AM, Kimberly Hart <1! vt.1 I. I,. wrote: What caused the asset drop in mid 2018? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc On Jul 16, 2019, at 4:36 PM, Stewart Oldfield a wrote: Classification: Strictly Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Fro Subject: FW: Urgent Request jCl Classification: Confidential Stewart Oldfield CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085955 CONFIDENTIAL SDNY_GM_00232139 EFTA01385063

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