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sd-10-EFTA01385610Dept. of JusticeOther

EFTA Document EFTA01385610

Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at 423.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic32414.gif) From Tazia smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba Paul Mb vahe stepanian Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: Confidential Jeffrey - How aggressive do you w

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Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at 423.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic32414.gif) From Tazia smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba Paul Mb vahe stepanian Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: Confidential Jeffrey - How aggressive do you w

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at 423.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic32414.gif) From Tazia smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba Paul Mb vahe stepanian Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic17899.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic14074.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>@DEuBAINT, Cc: Richa Da Sabba vahe Stepanian/ Paul Morris Date 10/28/2014 10:57 AM Subj Re: [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086909 CONFIDENTIAL SDNY_GM_00233093 EFTA01385610

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Emailjeevacation@gmail.com
Phone423.9945

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Subject: Fw: Intro to Daniel Sabba - Fantastic New Addition to Jeffrey's DB Team (C) From: Paul Morris Date: Tue 07 Oct 2014 10:48:32 -0400 To: Daniel Sabba < Classification: Confidential hi, i believe je may be around nyc this week or next, i would suggest DS getting to know je's positions etc before we rush up to see him, perhaps next time in town Paul Morris Managing Director Deutsche Bank Private Bank Forwarded by Paul Morris/db/dbcom on 10/07/2014 10:46 AM From: Tazia Smith/db

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Subject: Trade Report 10/28/14 [C] From: Tazia Smith Date: Tue, 28 Oct 2014 16:14:28 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia (Embedded image move

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Subject: Re: Marina REIT [I] From: Tazia Smith Date: Tue, 28 Oct 2014 12:26:51 -0400 To: Paul Morris ‹ > Classification: For internal use only Not yet. Sent to Anup Fri. Will send to Noam today and cc you (couldn't do yday from TX). Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: Mobile: Fax: E-mail: Original Message From: Paul Morris Sent: 10/28/2014 12:24

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Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 [I] From: Paul Morris sz: > Date: Tue, 14 Oct 2014 09:44:48 -0400 To: Vahe Stepanian < Cc: Amanda Kirb Classification: For internal use only check with rich Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 1 1 4 Office: Cell: 9 From: VatleSte..ianA/dmabinddabcoKniirTboy: ate: 0 Paul Morris C14c:09:43 AM Subject: Re: Fw: Valuation

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