EFTA Document EFTA01385627
From: Zbynek Kozelsky Sent: 1/11/2018 4:12:12 PM To: Cynthia Rodriguez CC: Liam Osullivan Subject: RE: N4G-026161 - Southern Financial III Thank you! Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager I; Stewart 0ldfield 0avide-A Sferrazza ; Joshua Shoshan Investment Solutions Group US 8 Latin America Deutsche Bank Securities Inc. Deutsche Bark Wealth Management 345 Park Avenue. 24th Floor New Y rk NY 1 Tel. Email All trade execution information contained her
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From: Zbynek Kozelsky Sent: 1/11/2018 4:12:12 PM To: Cynthia Rodriguez CC: Liam Osullivan Subject: RE: N4G-026161 - Southern Financial III Thank you! Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager I; Stewart 0ldfield 0avide-A Sferrazza ; Joshua Shoshan Investment Solutions Group US 8 Latin America Deutsche Bank Securities Inc. Deutsche Bark Wealth Management 345 Park Avenue. 24th Floor New Y rk NY 1 Tel. Email All trade execution information contained her
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N4GRelated Documents (6)
EFTA Document EFTA01430375
Subject: FW: KYC Remediation [I] From: Stewart Oldfield < =M> Date: Mon, 12 Jun 2017 10:02:29 -0400 To: Cynthia Rodriguez ‹ > Classification: For internal use only Looks like we have some time to deal with this. Let me know how we should tackle it From: Daphne Cales Sent: Friday, June 09, 2017 10:54 AM To: Stewart Oldfield Cc: Cynthia Rodriguez; Sheffali Welch Subject: KYC Remediation [I] Classification: For internal use only Good morning. Per the new global KYC policy a remediati
EFTA Document EFTA01413811
Subject: RE: N4G-026161 - Southern Financial From: Stewart Oldfield Date: Thu, 11 Jan 2018 16:04:52 -0500 To: Zbynek Kozelsky Cynthia Rodriguez Cc: Liam Osullivan Davide-A Sferrazza Joshua Shoshan Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, January 11, 2018 3:41 PM To: Stewart Oldfield Cc: Liam Osullivan Davide-A Sferrazza ; os ua os an ; Zbynek Kozelsky Subject: N4G-026161 - Southern Financial Hi Stew, The above account is collateral one and DBOI is setting
EFTA Document EFTA01360492
Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bark Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade oonfirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prio
EFTA Document EFTA01414666
Subject: RE: ACTION REQUIRED: STFR Re ulation Mailing (Part 2) [I] From: Vahe Stepanian Date: Tue, 19 Jul 2016 17:03:24 -0400 To: Stewart Oldfield Cc: Cynthia Rodriguez Zbynek Kozelsky Classification: For internal use only Not sure what these are — adding Ziggy here who may know. Thank you. From: Stewart Oldfield Sent: Tuesday, July 19, 2016 4:28 PM To: Vahe Stepanian Cc: Cynthia Rodriguez Subject: FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) [I] Classification: For interna
EFTA Document EFTA01352497
Subject: RE: Epstein Large Withdrawal [I] From: Cynthia Rodriguez Date: Fri, 12 Jan 2018 12:00:22 -0500 To: TheBranch Staff Daphne Cales Cc: Stewart Oldfield Classification: For internal use only Hi, The client just confirmed that they would prefer 100 dollar bills and are willing to pick it up on Wednesday instead. Is that okay? Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax
EFTA Document EFTA01282185
KYC l'rint Pagel of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01898372 One sheet must be established per relationship- list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Boddng Center: New York Relationship Manager: Stevan Oldridd O New PPM Reladonship O eating Meal Relationship Relationship to PM: If caisdrg, please indicate axe when the !deanship oasts, provide reason for new profile and attach
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