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sd-10-EFTA01385820Dept. of JusticeOther

EFTA Document EFTA01385820

From: Bradley Gitlin Sent: 9/25/2017 5:14:54 PM To: Stewart 0ldfield Subject: RE: pipeline [II Classification: For internal use only Third Lake ...$50mn? Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, September 25, 2017 4:57 PM To: Bradley Gillin Subject: pipeline Elysium/Leon Black Lending $300mm L+100 25

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Dept. of Justice
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sd-10-EFTA01385820
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From: Bradley Gitlin Sent: 9/25/2017 5:14:54 PM To: Stewart 0ldfield Subject: RE: pipeline [II Classification: For internal use only Third Lake ...$50mn? Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, September 25, 2017 4:57 PM To: Bradley Gillin Subject: pipeline Elysium/Leon Black Lending $300mm L+100 25

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From: Bradley Gitlin Sent: 9/25/2017 5:14:54 PM To: Stewart 0ldfield Subject: RE: pipeline [II Classification: For internal use only Third Lake ...$50mn? Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, September 25, 2017 4:57 PM To: Bradley Gillin Subject: pipeline Elysium/Leon Black Lending $300mm L+100 25% probability discussing 12/31/17 David Rocker Premium Finance $5mm 1+125 25% probability termsheet out 12/31/17 Stephen Pagliuca Premium Finance $100mm L+100 10% probability prospecting 12/31/17 Crestline Specialty Lending Structured Credit $500mm L+300 10% probability prospecting 6/30/18 Southern Financial Brokerage/KCP $100mm 50bps 75% probability starting to trade 12/31/17 Third Lake Structured Credit 100bps 10% probability prospecting 6/30/18 Anything we need to move over or update for Jockey Club? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087196 CONFIDENTIAL SDNY_GM_00233380 EFTA01385820

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Subject: pipeline From: Stewart Oldfield Date: Mon, 25 Sep 2017 16:56:54 -0400 To: Bradley Gillin Bcc: Elysium/Leon Black L+100 25% probability David Rocker probability Lending $300mm discussing 12/31/17 Premium Finance $5mm L+125 25% termsheet out 12/31/17 Stephen Pagliuca Premium Finance $100mm L+100 10% probability prospecting 12/31/17 Crestline Specialty Lending Structured Credit $500mm L+300 10% probability prospecting 6/30/18 Southern Financial Brokerage/K

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Subject: RE: pipeline [I] From: Bradley Gillin ‹ > Date: Mon, 25 Sep 2017 17:14:54 -0400 To: Stewart Oldfield Classification: For internal use only Third Lake _$50mn? Regards, Brad {cid:image001.gif@OlD33621.CCD52DE0} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, September 25, 2017 4:57 PM To: Bradley Gillin d

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Subject: RE: pipeline [I] From: Stewart Oldfield Date: Mon, 25 Sep 2017 17:15:38 -0400 To: Bradley Gillin Yes, thanks From: Bradley Gillin Sent: Monday, September 25, 2017 5:15 PM To: Stewart Oldfield ffi > Subject: RE: pipeline [I] Classification: For internal use only Third Lake _$50mn? Regards, Brad fcid:image001.gif@OlD33621.CCD52DE01 Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsch

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From: Stewart Oldfield Sent: 9/25/2017 4:56:54 PM To: Bradley SiDin BCC: Subject: pipeline Elysium/Leon Black Lending $300mm L+100 25% probability discussing 12/31/17 David Rocker Premium Finance $5mm L+125 25% probability termsheet out 12/31/17 Stephen Pagliuca Premium Finance $100mm L+100 10% probability prospecting 12/31/17 Crestline Specialty Lending Structured Credit $S00mm L+300 10% probability prospecting 6/30/18 Southern Financial Brokerage/KCP $100mm

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From: Stewart Oldfield Sent: 9/25/2017 5:15:38 PM To: Bradley Gill in Subject: RE: pipeline [II Yes, thanks From: Bradley Gillin Sent: Monday, September 25, 2017 5:15 PM To: Stewart Oldfield ‹ > Subject: RE: pipeline DJ Classification: For Internal use only Third Lake .$50mn, Regards, Brad Bradle Gillin Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York. NY 10154 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield S

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Subject: RE: Frieze NY - registration status [I] From: Sarah Rafferty < > Date: Tue, 17 Apr 2018 14:23:26 -0400 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Yes — that was the day he showed up last year. Regards, Sarah fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas Postal address: 345 Park Avenue, 24th floor, New York, NY 10154 Te

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