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sd-10-EFTA01386099Dept. of Justice

EFTA Document EFTA01386099

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AGP LP 519 Alpha Group Caudal Paul Barrett 6. Suspension or Expulsion by Self Regulatory Organizations No Covered Person has been suspended or expelled from membership in, or suspended or barred from association with a member of, a registered national securities exchange, or a registered national or affiliated securities association for any act or omission to act constituting conduct inconsistent with just and equitable principles of trade. 7. Certain Stop Orders and Orders Pertaining to

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Dept. of Justice
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sd-10-EFTA01386099
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