EFTA Document EFTA01386177
AGP LP 519 Alpha Group Capital Paul Barrett THE INTERESTS OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), SINCE THEY WILL BE OFFERED ONLY TO A LIMITED NUMBER OF QUALIFIED INVESTORS. IT IS ANTICIPATED THAT THE OFFERING AND SALE OF SUCH INTERESTS WILL BE EXEMPT FROM REGISTRATION PURSUANT TO REGULATION D OF THE SECURITIES ACT. THE INTERESTS HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC"),
Summary
AGP LP 519 Alpha Group Capital Paul Barrett THE INTERESTS OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), SINCE THEY WILL BE OFFERED ONLY TO A LIMITED NUMBER OF QUALIFIED INVESTORS. IT IS ANTICIPATED THAT THE OFFERING AND SALE OF SUCH INTERESTS WILL BE EXEMPT FROM REGISTRATION PURSUANT TO REGULATION D OF THE SECURITIES ACT. THE INTERESTS HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC"),
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EFTA Document EFTA01434977
Subject: Re: RIN Materials - so they're at top of your inbox. [I] From: Stewart Oldfield Date: Wed, 11 Apr 2018 18:03:23 -0400 To: Vahe Stepanian e > I think so. He sounded pretty jammed today working on a request for Jeffrey. So let's check in Monday if we don't hear back. He knows there's a finite window to get into the deal. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY
EFTA Document EFTA01388030
From: Sent: To: CC: Martin Zeman 5/10/2018 5:35:40 PM 'Paul Barrett (- Liam Osullivan Stewart Oldfield ' I l; 'Richard Kahn' Xavier Avila I I; Davide•A Sferrazza Subject: USDARS NDF NPV Attachments: PCS Southern Financial NPV 10May2018.pdf Paul, I will call you with the password to the attached NPV agreement for the USDARS NDF trades. Please return signed. Thanks Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc 345 Park A
EFTA Document EFTA01388380
From: Sent: To: CC: Subject: Liam Osullivan 10/12/2018 4:14:13 PM Paul Barrett Stewart 0ldfield Incoming Wire ICI Classification: Confidential Paul, ; Davide-A Sferrazza I I; Martin Zeman We have not received the wire. Our operations team has asked for additional information: We require more information to complete our task. Please confirm the reference number or a copy of the MT103. As of right now we do not have the funds. Thank you, Liam Liam O'Sullivan AVP I Key Client Pa
EFTA Document EFTA01370669
From: Martin Zeman Sent: 4/11/2018 12:13:54 PM To: 'Richard Kahn' CC: 'Paul Barrett (I ; Xavier Avila Stewart Oldfield Subject: CRS + UK FATCA form ICI Attachments: CRS + UK FATCA Entity Self Cert.pdf Classification: Confidential Richard, ; Liam Osullivan Davide-A Sferrazza I r; We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason w
EFTA Document EFTA01434832
Subject: RE: GBP KO Fwd From: Paul Barrett ‹ > Date: Thu, 21 Dec 2017 23:14:52 -0500 To: Xavier Avila Cc: Martin Zeman Joshua Shoshan Stewart Oldfield I sold a GBP bond today for some tax planning so want to replace the GBP FX exposure. So you ike EURGBP downside? Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Xavier Avila [mailto: Sent: Thursday, December 21, 2017 10:38 PM To: Paul Barrett Cc: Martin Zeman ; Joshua Shoshan
EFTA Document EFTA01433020
Subject: RE: EURUSD Option confirmation From: Martin Zeman e > Date: Mon, 20 Nov 2017 16:22:15 -0500 To: Stewart Oldfield a> He has been trying. They don't reply to his emails yet... I would start taking it personally.... From: Stewart Oldfield Sent: Monday, November 20, 2017 4:21 PM To: Martin Zeman e > Subject: RE: EURUSD Option confirmation Did Marson connect you with Shumway? From: Martin Zeman Sent: Monday, November 20, 2017 4:17 PM To: Stewart Oldfield Subject: RE: EURUSD Opt
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