Skip to main content
Skip to content
Case File
sd-10-EFTA01386252Dept. of JusticeOther

EFTA Document EFTA01386252

AGP LP 519 Alpha Group Capital Paul Barrett ANNEX C AML CERTIFICATION FORM FOR FUND OF FUNDS OR ENTITY THAT INVESTS ON BEHALF OF THIRD PARTIES The undersigned, being the of Insert Title Insert Name of Entity a organized under the laws of Insert Type of Entity Insert Jurisdiction of Organization (the "Company"), does hereby certify on behalf of the Company that it is aware of applicable anti-money laundering laws and regulations, including the requirements of the USA PATRIOT Ac

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01386252
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

AGP LP 519 Alpha Group Capital Paul Barrett ANNEX C AML CERTIFICATION FORM FOR FUND OF FUNDS OR ENTITY THAT INVESTS ON BEHALF OF THIRD PARTIES The undersigned, being the of Insert Title Insert Name of Entity a organized under the laws of Insert Type of Entity Insert Jurisdiction of Organization (the "Company"), does hereby certify on behalf of the Company that it is aware of applicable anti-money laundering laws and regulations, including the requirements of the USA PATRIOT Ac

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
AGP LP 519 Alpha Group Capital Paul Barrett ANNEX C AML CERTIFICATION FORM FOR FUND OF FUNDS OR ENTITY THAT INVESTS ON BEHALF OF THIRD PARTIES The undersigned, being the of Insert Title Insert Name of Entity a organized under the laws of Insert Type of Entity Insert Jurisdiction of Organization (the "Company"), does hereby certify on behalf of the Company that it is aware of applicable anti-money laundering laws and regulations, including the requirements of the USA PATRIOT Act of 2001 and the regulations administered by the U.S. Department of the Treasury's Office of Foreign Assets Control (collectively, the "anti-money laundering/OFAC laws"). The Company has anti-money laundering policies and procedures in place reasonably designed to verify the identity of its [beneficial holders] [underlying investors] and their sources of funds. Such policies and procedures are properly enforced and are consistent with the anti-money laundering/OFAC laws such that Alkeon Select Partners LP (the "Partnership") may rely on this Certification. The Company hereby represents to the Partnership that, to the best of its knowledge, the Company's [beneficial holders] [underlying investors] are not individuals, entities or countries that may subject the Partnership to criminal or civil violations of any anti-money laundering/OFAC laws. The Company agrees to promptly notify the Partnership in writing should the Company have any questions relating to any of the investors or become aware of any changes in the representations set forth in this Certification. Date: , 20 By: Name: Title: Appendix G-6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087863 CONFIDENTIAL SDNY_GM_00234047 EFTA01386252

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01434497

Subject: RE: Southern Financial LLC update [SC] From: Kimberly Hart a> Date: Mon, 02 Oct 2017 16:52:48 -0400 To: Martin Zeman Keith Buckholz Cc: Stewart Oldfield Xavier Avila Daniel-E Kaiser Classification: Strictly Confidential Jeffrey Epstein has been a client since 2013 and we have a number of open active accounts for him and his related entities including Southern Financial LLC. At the time he was onboarded, the potential reputational risk concerns were escalated to regional mana

3p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01435850

Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat

2p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01434814

Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

8p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01374111

AGP LP 519 Alpha Group Capital Paul Barrett The Partnership intends to take the position that income and losses of the Partnership are not income and losses from a "passive activity" within the meaning of Section 469 of the Code. Accordingly, (i) the deduction by a Limited Partner of his or her share of the losses or deductions of the Partnership will not be restricted under Section 469 of the Code, and (ii) a Limited Partner who is an individual will not be able to deduct losses from other

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01435772

Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Mayur Rathod < Date: Thu, 01 Nov 2018 10:34:22 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin < Vinita Advan' Vijay-A Sawant Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also,

7p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01437604

Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man

5p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.