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sd-10-EFTA01386363Dept. of Justice

EFTA Document EFTA01386363

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In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the transaction(s) in order to conclude the research process. Your response is required for the Bank to comply with federal guidelines for concluding the research of these matters in a timely fashion. Your complete response must be received within 7 business days. To the best of your ability, please provide details regarding the item(s) below: Incoming: 10/27/2016, $6,186,980.6

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Dept. of Justice
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sd-10-EFTA01386363
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