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sd-10-EFTA01386414Dept. of JusticeOther

EFTA Document EFTA01386414

Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty < Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield Subject: Frieze New York registrations: Wednesday Preview [I] Classification: For Internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Rev; ,ii Ticket I.,..Pc 4 of tickets required Inv

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sd-10-EFTA01386414
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Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty < Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield Subject: Frieze New York registrations: Wednesday Preview [I] Classification: For Internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Rev; ,ii Ticket I.,..Pc 4 of tickets required Inv

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Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty < Date: April 2, 2018 at 3:07:31 PM EDT To: Stewart Oldfield Subject: Frieze New York registrations: Wednesday Preview [I] Classification: For Internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Rev; ,ii Ticket I.,..Pc 4 of tickets required Invitee first name In; itee. Iasi time inciter coinpair; name Invitee job title DB nominaml contact Guest na me RSVP US - New York Wed PIO ielS 1 Tony Persico Marron Investments CIO Stewart Oldfield Sharon Kriston Accept US - New York Wed. Preview 1 Stewart Oldfield Detit;che Bank Stewart Oldfield N/A Accept us - New York Wed. PTO 101. 2 Ali Rashid pvt client Stewart Oldfield TBA Accept US - New York Wed. Proles 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Parisa Sahay Accept US - New York Wed. Preview 2 Brad Wechsler Elysium CEO Stewart ()laic Id Patricia Newburger Accept US - New York Wed. Pro ten 1 Paul Barrett Alpha Group Capital CFO SIC1N an °Mile Idiklarti it Zeman Randi Barrett Accept At this t me, please submit o Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview - 8188.00 pp Parent ID: 219401 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088109 CONFIDENTIAL SDNY_GM_00234293 EFTA01386414

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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert

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From: Sarah Rafferty Sent: 4/2/2018 3:07:31. PM To: Stewart 0ldfield I Subject: Frieze New York registrations: Wednesday Preview p) Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region R.set i:. ix, of u,,kck MillIN'd I il \ IR, rusi thilil: I th its::: 1:ISI !MOIL comp,i7r IlaiiiC p;, IRA. illie i :: unniin.fic,r ' ll:1:1 Guest lob RSVP Day VI name US - New York Wed. P

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York Us - New York Wed. Preview I Stovall Oldfield Deutsche Bank Stewart Oldficld N/A Accept Wednes US - New York Wed. Preview 2 Ali Rashid pvt client Slew an ()Wield TBA Accept Wednes US - New York Wed Pro iew 2 Rudy Sahay 54 Madison CEO slew art Oldtield Parisa Sahay Accept Wednes US - New York Wed. Preview 2 Brad Wechsler Elysium CEO Siew art O1Jfie Id Patricia Newburger Accept Wednes US - New York Wed. Pro lot I Paul Barren Alp

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Subject: RE: Frieze New York registrations: Wednesday Preview [I] From: a t e Tue, Andrea 03 Herbert Apr D 201 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Will do, sorry to bother. From: Stewart Oldfield Sent: Tuesday, April 03, 2018 11:21 AM To: Andrea Herbert Cc: Bradley Gillin Subject: Re: Frieze New York registrations: Wednesday Preview [I] Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA,

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