EFTA Document EFTA01386645

GLDUS238 SOUTHERN FINANCIAL LLC Section 5: Fund Managemerd Glendower Capital Secondary Opportunities Fund IV. LP finance) and investor relations for the secondary private equity business. Previously, she was at KPMG in South Africa. Deirdre holds a BCom from the University of KwaZulu-Natal. South Africa. She is a Chartered Accountant (CA, SA). Joshua Glaser (43), Partner. Based in New York. Joshua is responsible for leading the firm's client coverage and fundraising. Prior to Glendower, Joshua was a Managing Director at Deustche Asset Management where he served as Co-Head of Investment Specialists. Alternatives (Americas). responsible for managing the fundraising of alternative investment products. Before then, Joshua led fundraising and investor relations for Paul Capital. serving as Director of Investor Relations. Prior to Paul Capital, Joshua was a Director with Forum Capital, a boutique private equity placement group. Joshua began his career as a financial analyst in investment banking at CIBC Oppenheimer, and its predecessor. Oppenheimer & Co. Inc. Joshua holds a BS from Tufts University. Francesco Rigamontl (46), Senior Advisor. Based in Milan. Francesco works with Glendower Capital on specific secondary and co -investment opportunities. Francesco spent 17 years at Deutsche Bank where he was a founding member of the SOF Business in 2006, and most recently, he was responsible for co-investments. Francesco joined Deutsche Bank in 2000 with responsibility for corporate development in Italy and participated in the restructuring and sale of Deutsche Bank's E6billion private equity portfolio. Previously he worked at Gallo & Co., an Italian merchant bank, where he focused on restructurings. Francesco holds an MBA from the University of Chicago Booth &Awl of Business and an MA in Business and Economics from the Catholic University of Milan, Italy. The senior team is supported by a team of associate to principal level professionals who are responsible for the analysis of transaction opportunities, supporting the senior professionals in the origination and execution of transactions and supporting the investment team in client relations. finance and operations. Rikesh Mohandoss (36), Principal. Based in New York, Rikesh is responsible for the origination, valuation, execution and monitoring of secondary investments. Prior to Glendower. Rikesh spent eight years at Deutsche Bank and most recently spent the past five years originating, valuing, executing and monitoring secondary investments in North America for the SOF Business. Rikesh joined Deutsche Bank in 2009 working as an Associate in Global Corporate Finance focusing on TMT advisory. From 2004 to 20O7, Rikesh was an Assistant Vice President in Credit Risk Management at Bank of America and staged his career in 2003 as an analyst at Federal Home Loan Mortgage Corporation (Freddie Mac) in 2003. Rikesh holds a BBA from The George Washington University and a MBA from Columbia Business School. Katherine Weaver (39), Principal, Funds CFO. Based in New York. Katie is the Chief Financial Officer for Fund Finance. Prior to Glendower, Katie spent 10 years at Deutsche Bank in the SOF fund finance team, first as financial controller and then as the Chief Financial Officer. Prior to Deutsche Bank, Katie was a controller at Brookfield Office Properties and a financial accountant at Trizec Properties. She began her career as an associate in Audit and Assurance at Deloitte & Touche. Katie holds a BBA and MAcc in Accounting from the University of Wisconsin, Madison. Victoria Loldi (32), Vice President. Based in London. Victoria is responsible for the origination, valuation, execution and monitoring of secondary investments. Prior to joining Glendower Capital. Victoria spent five years at Deutsche Asset Management valuing, executing and monitoring secondary investments for the SOF Business. From 2009 to 2012, Victoria worked as Analyst at HSBC where she worked within the Investment Banking Division. advising clients globally on mergers & acquisitions and capital market transactions. Victoria graduated from the London School of Economics with a BA in Management in 2009. Devrup Banerjee (30), Vice President. Based in London. Devrup is responsible for the origination, valuation, execution and monitoring of secondary investments. Prior to Glendower, Devrup spent five years at Deutsche Asset Management valuing, executing and monitoring secondary investments for the SOF Business. From 2008 to 2012. Devrup worked at Goldman Sachs as part of the Natural Resources team within the Investment Banking Division, advising clients globally on mergers & acquisitions and capital market transactions. Devrup graduated from the University of Oxford with an MA in Economics and Management in 2008. Aldrich Chan (31), Vice President. Based in New York. Aldrich is responsible for the origination, valuation, execution and monitoring of secondary investments. Prior to joining Glendower Capital. Aldrich spent four years at Deutsche Asset Management valuing, executing and monitoring secondary investments for the SOF Business. He began his career at UBS Investment Bank's Global Mergers & Acquisitions Investment Banking group. Aldrich received his BS in Finance, summa cum laude. from New York University's Stern School of Business. He is currently an MBA candidate at the Confidential Private Placement Memorandum 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088421 CONFIDENTIAL SDNY GM_00234605 EFTA01386645