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sd-10-EFTA01387050Dept. of JusticeOther

EFTA Document EFTA01387050

From: Liam Osullivan Sent: 6/15/2018 9:04:01 AM To: Paul Barrett I CC: Martin Zeman Subject: ; Richard Kahn • Davide-A Sferrazza ; Xavier Avila Trade Details --> 06/15/2018 (CI Classification: Confidential Paul, In SFLLC you sold: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL CON 6/15/2018 6/20/2018 SELL - 70,600.0000 763:HK ZlE CORP SHS H ISINKNE1000004Y2 CNE1000004Y2 13.95160000 125.177 IP 9?

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sd-10-EFTA01387050
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From: Liam Osullivan Sent: 6/15/2018 9:04:01 AM To: Paul Barrett I CC: Martin Zeman Subject: ; Richard Kahn • Davide-A Sferrazza ; Xavier Avila Trade Details --> 06/15/2018 (CI Classification: Confidential Paul, In SFLLC you sold: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL CON 6/15/2018 6/20/2018 SELL - 70,600.0000 763:HK ZlE CORP SHS H ISINKNE1000004Y2 CNE1000004Y2 13.95160000 125.177 IP 9?

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From: Liam Osullivan Sent: 6/15/2018 9:04:01 AM To: Paul Barrett I CC: Martin Zeman Subject: ; Richard Kahn • Davide-A Sferrazza ; Xavier Avila Trade Details --> 06/15/2018 (CI Classification: Confidential Paul, In SFLLC you sold: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL CON 6/15/2018 6/20/2018 SELL - 70,600.0000 763:HK ZlE CORP SHS H ISINKNE1000004Y2 CNE1000004Y2 13.95160000 125.177 IP 9?-1.9:52. .6 1A7' Prepared on 06/11/2018 Source: Pershing NetX .360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities nc. cannot guarantee the accuracy these sources. Please refer to your official account statements and confirmations for all trade information. Stewart Oldfield ; Joshua Shoshan *The Hong Kong exchange charges 10.77 bps in fees. The account is long 982,444.65 HKD. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or ifs affiliates poor to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. end strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089097 CONFIDENTIAL SDNY_GM_00235281 EFTA01387050

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From: Sent: To: CC: osullivan 5/31/2018 4:23:38 PM Paul Barrett Davide-A Sferrazza I; 'Richard Kahn' I Joshua Shoshan • Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/31/2018 (Cl Classification: Confidential Paul, In Haze: You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The account is long 38,158 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York.

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From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma

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From: Sent: To: CC: Subject: Liam Osullivan 5/23/2018 4:05:10 PM 'Paul Barrett ( frichardkahn12@gmail.comj Martin Zeman ;Joshua Shoshan Trade Details --> 5/23/2018 ICI Classification: Confidential • Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza [clavicle- ; Stewart OldfIeld Paul, In Haze: You sold 4,151 C 5.8% Ser C Pref at 25.0872. The account is long 84,434 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealt

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