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sd-10-EFTA01387208Dept. of JusticeOther

EFTA Document EFTA01387208

K YC Print Page 12 of 13 M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns „Signature) 'aul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart 'Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Crawford Yoonsun Chung (Signature) G. Hill o/b/o M. Crawford Yoonsun Chung 2/27/2015 2/27/2015 LATAM/INTERNATIONAL APPROVALS Cl

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Dept. of Justice
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sd-10-EFTA01387208
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K YC Print Page 12 of 13 M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns „Signature) 'aul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart 'Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Crawford Yoonsun Chung (Signature) G. Hill o/b/o M. Crawford Yoonsun Chung 2/27/2015 2/27/2015 LATAM/INTERNATIONAL APPROVALS Cl

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
K YC Print Page 12 of 13 M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns „Signature) 'aul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart 'Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Crawford Yoonsun Chung (Signature) G. Hill o/b/o M. Crawford Yoonsun Chung 2/27/2015 2/27/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Imps ://dbforcepb my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&ei... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089395 CONFIDENTIAL SDNY_GM_00235579 EFTA01387208

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