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sd-10-EFTA01387233Dept. of JusticeOther

EFTA Document EFTA01387233

Ono/hest redo coekernetiona use latemsbon born smote thee the hem beeves to be minds& but Deutsche. Bank Setwebee Inc cannot ueerenhee the weary or Me eicemehon or the re'ee. NCP polders and seines ere deeded end evadable only for persona woe are sopheteafed eneblutonelorevenece were the maenad ot the FINRA Fade 4512(C)(3) end who am capatedi of etvattend Me esteems divactenstee and memstment rake el and escatp edteendent fecfpnenr in "4 *eyeing Me dens and products discussed heron Trades end

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Dept. of Justice
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sd-10-EFTA01387233
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Summary

Ono/hest redo coekernetiona use latemsbon born smote thee the hem beeves to be minds& but Deutsche. Bank Setwebee Inc cannot ueerenhee the weary or Me eicemehon or the re'ee. NCP polders and seines ere deeded end evadable only for persona woe are sopheteafed eneblutonelorevenece were the maenad ot the FINRA Fade 4512(C)(3) end who am capatedi of etvattend Me esteems divactenstee and memstment rake el and escatp edteendent fecfpnenr in "4 *eyeing Me dens and products discussed heron Trades end

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Ono/hest redo coekernetiona use latemsbon born smote thee the hem beeves to be minds& but Deutsche. Bank Setwebee Inc cannot ueerenhee the weary or Me eicemehon or the re'ee. NCP polders and seines ere deeded end evadable only for persona woe are sopheteafed eneblutonelorevenece were the maenad ot the FINRA Fade 4512(C)(3) end who am capatedi of etvattend Me esteems divactenstee and memstment rake el and escatp edteendent fecfpnenr in "4 *eyeing Me dens and products discussed heron Trades end trandectiond are subject lo :Sant ink .al approves dries) or its efireelee twat lo execonon and the ornecteen (deny eanseceon o' des discussed herein is carets: neon your beiCormrq a cAent d Coated* Bane Key Chant Pertness (KCP) products investment den ere eceubons end rested merles discussed helm to ptOwded M discussion purp)ses only end seedy on a non.advisaty bass The KCPAmenoss desk doe not proves vestment dence The Sore-oboe 4444 kith harem is covedenbel end pests' 10 >wend a bed presented to your ordormaton and lo• discussion purposes tidy Aryteprelaaen cedar /ceded/teen Meted (n *bee o n perOce deeps:go obts content meted our wetter/ consent $6 street kedden This COnVœnatian does not Create any ease, frndeg etarron on me del at DOS of any des amen From: Paul Barrett [mall t Sent: Friday, August 03 2018 6:36AM To: Liam Osullivan Cc Martin Zeman- >; Davide-A Sferrana Subject: Re: CDR [Cl Please work the balance at a 198 low market not held. Thx Paul Barren Alpha Group Capital LLC 142W Se Street Ile' Floor New York, NY 10019 o (c) On Aug 3, 2018, at 6:02 AM, Liam Osullivan ellin > wrote: Classilcation: Confidential Good morning. lam in the office early so if you want to place an order on Poland please let me know. The current market for CDR is 200.80 • 201.00 on 60k shares. Ni 201.00 Lo 19720 Thank you, Liam ‹imageCel.(et, Liam CYSullWan AVPI Key Client Penner.- US 1:13 Seamen Deedeene sere Wean Minagerrent 345 Perk Avenue 10154-4:004 New Vale NY. USA Tee Erma KCP products end sends me onlended and aveleat eel), tor pesons who as mane:reefed enstetond ?masters tam the moaned either PAPA Rue 4512(CX3). and who ere Capable of evatrabeg Me sYalesers eh:Inman-etc, and mont s nsks end *recent; independent judgment t ewe...ling. the glees eel accotets discussed hereon %Clef end Iran leetanS are to rebel/fa edema rcree a Des, .ts elate« once to emote« and Me execute+, cl any bensecbon oe eke discussed heat is conditional o' your becoming e client et Deutsche Ban* Key Chen( Palma (RCP) products. treatment does and so lutons and reeled meets deceased heren pnoveled ice discussion perposee only end seedy on e non-advisory bas:s KCP Americas beak does J101 prone° eneeenent educe The nformeoe set fole Wen es COnfdentei ell peter* to you end bang presented fa your ticemdlon end tor discussion enema any Any reproduce:4v end* redetrevece Meese (In whole or al perdor daciosved efts content »ahoy: cut written consent a seedy fort:widen This ocennumeattn does not owes any keeey /arena obkwftn c in the part a/ DB& or any <I as affgeSsa This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https.//db.corn/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you we not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to httpslicib.congdsclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legs or tax advice, and the information contained in this communication should not be regarded as such. • Ataborization. for_Not USDWires_PLN.pdt> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089438 CONFIDENTIAL SDNY GM_002354322 EFTA01387233

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